SEC Reporting Company definition

SEC Reporting Company means a Company subject to the reporting obligations under Section 13 or 15(d) of the Exchange Act.
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SEC Reporting Company any company with a class of common stock registered under Section 12 of the Exchange Act and that, as of the date hereof is, and for at least the ninety (90) day period immediately preceding the date hereof has been, subject to the periodic and other reporting requirements of either Section 13 or 15(d) of the Exchange Act.
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SEC Reporting Company means an issuer that is subject to the reporting requirements of Section 13 or Section 15(d) of the U.S. Securities Exchange Act of 1934.
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Examples of SEC Reporting Company in a sentence

  • If the Company is not an SEC Reporting Company or a Regulation A Reporting Company, the Company shall publish, through the OTC Disclosure & News Service, copies of all proxies, proxy statements and all other material mailed by the Company to its shareholders with respect thereto, within 15 days of the mailing of such material.

  • If the Company is an SEC Reporting Company or a Regulation A Reporting Company, the Company shall publish, on EDGAR through SEC Form DEF 14A or Form 1-U respectively, copies of all proxies, proxy statements and all other material mailed by the Company to its shareholders with respect thereto, within 15 days of the mailing of such material.

  • If the Company is an SEC Reporting Company, the Company must have filed all reports required to be filed thereunder on EDGAR.

  • A Company that is an SEC Reporting Company must file with the SEC, on an ongoing basis, all annual, quarterly and other interim reports required to be filed on EDGAR, provided, however, that if under Section 12(i) of the Exchange Act the Company is required to file reports with a Bank Regulator and not on EDGAR, the Company must post such reports through the OTC Disclosure & News Service.

  • If a Company that is not an SEC Reporting Company or a Regulation A Reporting Company fails to post, on a timely basis, any annual, semi-annual, quarterly or interim report within the timeframe specified in Section 2.2(2), such Company must file through the OTC Disclosure & News Service, no later than one business day after the due date for such report, a notice containing the following requirements:a.

  • If the Company was an SEC Reporting Company immediately prior to joining OTCQX and has a current 10-K on file with the SEC, or was a Regulation A Reporting Company immediately prior to joining OTCQX and has a current 1-K on file with the SEC, the Company is not required to post an information statement through the OTC Disclosure & News Service, but subsequent to joining OTCQX must post all annual, quarterly, interim and current reports required pursuant to the Disclosure Guidelines.

  • A Company that is an SEC Reporting Company must file, on an ongoing basis, all annual, quarterly and other interim reports required to be filed on EDGAR.

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  • A Company that is an SEC Reporting Company must file, on an ongoing basis, all annual, quarterly and interim reports required to be filed under the Exchange Act.

  • If the Company is not an SEC Reporting Company or a Regulation A Reporting Company, the Company must post, through the OTC Disclosure & News Service, an information statement prepared in accordance with the OTCQX U.S. Disclosure Guidelines (“ Disclosure Guidelines”), including the financial statements required therein.


More Definitions of SEC Reporting Company

SEC Reporting Company means an issuer that is subject to the reporting requirements of the Section 13 or Section 15(d) of the Exchange Act.
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SEC Reporting Company means a company that is subject to the applicable reporting requirements of Section 12, 13 or 15(d) of the Exchange Act (whether as a foreign private issuer or as a domestic US issuer).
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Related to SEC Reporting Company

  • Reporting Company means a company that is obligated to file periodic reports under Sections 13 or 15(d) of the Securities Exchange Act.

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • Company SEC Reports shall have the meaning set forth in Section 3.8(a).

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Buyer SEC Reports has the meaning set forth in Section 4.6.

  • SEC Filings has the meaning set forth in Section 4.6.

  • Company SEC Documents has the meaning set forth in Section 3.5(a).

  • Public Reports includes all reports filed by Company under the Act or the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two full fiscal years preceding the Effective Date and thereafter.

  • Parent SEC Reports has the meaning set forth in Section 4.5(a).

  • Buyer SEC Documents shall have the meaning set forth in Section 4.10(a).

  • Public Company means any Person with a class or series of Voting Stock that is traded on a stock exchange or in the over-the-counter market.

  • Company Subsidiaries means the Subsidiaries of the Company.

  • Holding Company Transaction means the occurrence of (a) any transaction (including, without limitation, any acquisition, merger or consolidation) the result of which is that a “person” or “group” within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, (i) becomes the direct or indirect ultimate “beneficial owner,” as defined in Rule 13d-3 under that Act, of common equity of the Issuer representing more than 50% of the voting power of the outstanding Common Stock or (ii) is otherwise required to consolidate the Issuer for purposes of generally accepted accounting principles in the United States, or (b) any consolidation or merger of the Issuer or similar transaction or any sale, lease or other transfer in one transaction or a series of related transactions of all or substantially all of the consolidated assets of the Issuer and its subsidiaries, taken as a whole, to any Person other than one of the Issuer’s subsidiaries; provided that, in the case of either clause (a) or (b), the Issuer or the Acquiror is or becomes a Bank Holding Company or Savings and Loan Holding Company.

  • Parent Disclosure Schedule means the disclosure schedules delivered by Parent to the Company simultaneously with the execution of this Agreement.

  • SEC means the Securities and Exchange Commission.

  • Exchange Act Filing shall have the meaning set forth in Section 5.1.11(f) hereof.

  • Exchange Act Person means any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that “Exchange Act Person” will not include (i) the Company or any Subsidiary of the Company, (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (iii) an underwriter temporarily holding securities pursuant to a registered public offering of such securities, (iv) an Entity Owned, directly or indirectly, by the stockholders of the Company in substantially the same proportions as their Ownership of stock of the Company; or (v) any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act) that, as of the Effective Date, is the Owner, directly or indirectly, of securities of the Company representing more than 50% of the combined voting power of the Company’s then outstanding securities.

  • existing company means a company formed and registered under any of the previous companies laws…”

  • Reporting Person means an officer, Director, or greater than ten percent stockholder of the Company within the meaning of Rule 16a-2 under the Exchange Act, who is required to file reports pursuant to Rule 16a-3 under the Exchange Act.

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

  • Parent Disclosure Letter has the meaning set forth in Article IV.

  • 1934 Act means the Securities Exchange Act of 1934, as amended.

  • Public Filings means the reports, schedules, forms, statements and other documents filed by the Company or Bezeq with the SEC or the ISA, as applicable, and publically available at least two (2) Business Days prior to the date of this Agreement.

  • Current Financials means, at any time, the consolidated Financial Statements of the Companies most recently delivered to Administrative Agent under Section 7.1(a) or 7.1(b), as the case may be.

  • SECP or “Commission” means Securities and Exchange Commission of Pakistan established under Securities and Exchange Commission of Pakistan Act, 1997 and shall include its successor.

  • Parent Financial Statements has the meaning set forth in Section 4.6(a).