SEC Guidance definition

SEC Guidance means (i) any publicly-available written or oral guidance, comments, requirements or requests of the Commission staff and (ii) the Securities Act.
SEC Guidance means (i) any publicly-available written or oral guidance of the Commission staff, or any comments, requirements or requests of the Commission staff and (ii) the Securities Act.
SEC Guidance shall have the meaning given in subsection 2.3.4.

Examples of SEC Guidance in a sentence

  • The Company shall, in accordance with SEC Guidance, file a final Prospectus with the Commission as required by Rule 424 by 9:00 a.m. on the first (1st) Trading Day following the date each Registration Statement is declared effective.


More Definitions of SEC Guidance

SEC Guidance is defined in Section 2.1.4.
SEC Guidance means (i) any publicly-available written or oral guidance, or comments, requirements or requests of the Staff and (ii) the Securities Act and the rules and regulations thereunder.
SEC Guidance means (i) any publicly-available written or oral guidance, comments, requirements or requests of the Commission and (ii) the Securities Act.
SEC Guidance means (i) any publicly-available written or oral guidance, comments, requirements or requests of the Commission staff and
SEC Guidance means (i) any publicly-available written or oral guidance of the SEC staff, or any comments, requirements or requests of the SEC staff whether formally or informally or publicly or privately and (ii) the Securities Act.
SEC Guidance means (i) any publicly-available written or oral guidance of the Commission staff, or any comments, requirements or requests of the Commission staff (whether or not publicly-available); provided, that any such oral guidance, comments, requirements or requests are reduced to writing by the Commission and (ii) the Securities Act.
SEC Guidance means any publicly-available written or oral guidance, comments, requirements or requests of the SEC staff, provided, that any such oral guidance, comments, requirements or requests are reduced to writing by the Commission.