Schwab definition

Schwab means Charles Schwab & Co., Inc.
Schwab means Charles Schwab & Co., Inc., a California corporation.
Schwab means Schwab, its directors, officers, employees and agents, and any person who is or may be deemed to be a controlling person of Schwab) from and against any and all losses, claims, damages, liabilities and expenses, including the reasonable costs of investigation and attorney's fees and expenses as such expenses are incurred by Schwab in any action or proceeding between the parties hereto or between Schwab and any third party, to which Schwab may become subject under the 1933 Act, the Exchange Act, the 1940 Act or otherwise, insofar as any such loss, claim, damage, liability or expense (or action with respect thereto) is asserted by any person to whom the Selling Agent offered Units or who subscribes to Units through the Selling Agent or otherwise arises from Selling Agent's activities pursuant to this Agreement, except insofar as such loss, claim, damage, or liability is caused by any untrue statement or omission with respect to information relating to Schwab furnished in writing to the Company by Schwab expressly for use in the Registration Statement, Prospectus, or Sales Material.

Examples of Schwab in a sentence

  • Schwab parties may use the names, trade names, trademarks, service marks, artwork, designs, or other copyrighted materials of Sub-Adviser in connection with the offering, sale and marketing of Fund shares, subject to the written approval of Sub-Adviser, which will not be unreasonably withheld.

  • Schwab does and will comply, in all material respects, with all applicable laws, rules and regulations in the performance of its obligations under this Agreement.

  • Sub-Adviser will acquire no right to use, and will not use, without Schwab Parties’ prior written consent, with respect to each use, the terms or existence of this Agreement, the names, trade names, trademarks, service marks, artwork, designs, or copyrighted materials of Schwab Parties or their affiliates in any sales or advertising materials, press releases, client lists, presentations, promotions or other publicity related materials or media.

  • An eligible account means either (1) a Schwab One® or Schwab General Brokerage Account held in your name or in the name of a revocable living trust where you are the grantor and trustee or (2) a Schwab Traditional, ▇▇▇▇ or Rollover IRA that is not managed by an independent investment advisor pursuant to a direct contractual relationship between you and such independent advisor.

  • During and after the term of this Agreement, Sub-Adviser will not make any media release or other public announcement relating to this Agreement without Schwab Parties' prior written consent.


More Definitions of Schwab

Schwab has all the requisite authority to enter into, execute, deliver and perform its obligations under this Agreement and that, with respect to it, this Agreement is legal, valid and binding, and enforceable in accordance with its terms.
Schwab means Charles Schwab & Company, Inc.
Schwab means The ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Corporation, a Delaware corporation, together with its Affiliates that hold Units. For the sake of clarity, (a) The ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Corporation and its Affiliates holding Units (if any) shall be deemed to be one (1) Member, one (1) Class A Member, one (1) Nominating Class A Member, and one (1) holder of Units of each applicable type, class or series that The ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Corporation and/or its Affiliates hold, (b) The ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Corporation (for so long as it holds Units) shall be entitled to receive notices on behalf of itself and its Affiliates that hold Units, and shall be entitled to take all actions under this Agreement with respect to itself and its Affiliates that hold Units, and (c) at such time as The ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Corporation no longer holds any Units, The ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Corporation shall designate an Affiliate that then holds Units as the Member entitled to receive notices and take actions on behalf of itself and its Affiliates pursuant to written notice to the Company.
Schwab or the ”Distributor") (each a “Party,” and collectively, the “Parties”).
Schwab refers to C▇▇▇▇▇▇ S▇▇▇▇▇ & Co., Inc. “Schwab Mutual Fund Shares” refers to shares of mutual funds issued by fund companies that have executed an Operating and/or Service Agreement(s) with Schwab to participate in S▇▇▇▇▇'▇ Mutual Fund Marketplace. “Mutual Fund Shares” refers to shares of mutual funds issued by fund companies that have not executed an Operating and/or Service Agreement(s) with Schwab to participate in S▇▇▇▇▇'▇ Mutual Fund One Source or Marketplace programs. “Fund Agent” refers to the transfer agent for any investment company that issues Mutual Fund Shares.
Schwab means The ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Corporation, a Delaware corporation, together with its Affiliates that hold Units. For the sake of clarity, (a) The ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Corporation and its Affiliates holding Units (if any) shall be deemed to be one (1) Member, one (1) Class A Member, one (1) Nominating Member, one (1) Exchange Director Nominating Member, and one (1) holder of Units of each applicable type, class or series that The ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Corporation and/or its Affiliates hold, (b) The ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Corporation (for so long as it holds Units) shall be entitled to receive notices on behalf of itself and its Affiliates that hold Units, and shall be entitled to take all actions under this Agreement with respect to itself and its Affiliates that hold Units, and (c) at such time as The ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Corporation no longer holds any Units, The ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Corporation shall designate an Affiliate that then holds Units as the Member entitled to receive notices and take actions on behalf of itself and its Affiliates pursuant to written notice to the Company.
Schwab means Charles Schwab & Co., Inc., a California corporation. Schwab shall be the “named fiduciaryfor purposes of section 402(a)(1) of ERISA and the "plan administrator" for purposes of section 3(16)(A) of ERISA.