Rule 506 definition

Rule 506 means Rule 506 under the Securities Act.
Rule 506 means Rule 506 of Regulation D promulgated under the 1933 Act.
Rule 506 means Rule 506 promulgated under Regulation D under the Securities Act or any successor provision.

Examples of Rule 506 in a sentence

  • The offer and issuance of the Securities to the Subscribers is being made pursuant to the exemption from the registration provisions of the 1933 Act afforded by Section 4(2) or Section 4(6) of the 1933 Act and/or Rule 506 of Regulation D promulgated thereunder.

  • The Company and each Buyer is executing and delivering this Agreement in reliance upon the exemption from securities registration afforded by Section 4(2) of the Securities Act of 1933, as amended (the “1933 Act”), and Rule 506 of Regulation D (“Regulation D”) as promulgated by the United States Securities and Exchange Commission (the “SEC”) under the 1933 Act.

  • This Offering is being made pursuant to the exemption from the registration provisions of the Securities Act of 1933, as amended, afforded by Rule 506 of Regulation D promulgated thereunder.

  • The Company and each Purchaser is executing and delivering this Agreement in reliance upon the exemption from securities registration afforded by Section 4(2) of the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 of Regulation D (“Regulation D”) as promulgated by the United States Securities and Exchange Commission (the “Commission”) under the Securities Act.

  • The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws.


More Definitions of Rule 506

Rule 506 means Rule 506 as promulgated by the Commission under the Securities Act, as such Rule may be amended from time to time, or any similar successor rule that may be promulgated by the Commission.
Rule 506 means Rule 506 of Regulation D under the Securities Act (or any successor provision), as it may be amended from time to time.
Rule 506 means Rule 506 of Regulation D promulgated under the 1933 Act. “SEC” means the United States Securities and Exchange Commission.
Rule 506 shall have the meaning set forth in Section 4.7.
Rule 506 has the meaning set forth in Section 3.1(i).
Rule 506 means Rule 506 promulgated under Section 4(2) of the Securities Act.