Rule 17g-5 definition

Rule 17g-5. Rule 17g-5 under the Exchange Act.
Rule 17g-5 means Rule 17g-5 under the Exchange Act.
Rule 17g-5. The meaning specified in Section 14.16.

Examples of Rule 17g-5 in a sentence

  • PFS has provided a written representation (the “ 17g-5 Representation”) to each nationally recognized statistical rating organization (as defined in the Exchange Act) hired by PFS to rate the Notes (collectively, the “Hired NRSROs”), which satisfies the requirements of paragraph (a)(3)(iii) of Rule 17g-5 of the Exchange Act (“Rule 17g-5”) and a copy of which has been delivered to each Underwriter.


More Definitions of Rule 17g-5

Rule 17g-5 means Rule 17g-5 under the Securities Exchange Act of 1934 as such may be amended from time to time, and subject to such clarification and interpretation as has been provided by the Securities and Exchange Commission in the adopting release (Amendments to Rules for Nationally Recognized Statistical Rating Organizations, Exchange Act Release No. 34-61050, 74 Fed. Reg. 63,832, 63,865 (Dec. 4, 2009)) and subject to such clarification and interpretation as may be provided by the Securities and Exchange Commission or its staff from time to time.
Rule 17g-5 means Rule 17g-5 under the Securities Exchange Act of 1934, as amended, as such rule may be amended from time to time, and subject to the interpretations provided by the Securities and Exchange Commission or its staff from time to time.
Rule 17g-5 means Rule 17g-5 under the Securities Exchange Act of 1934 as such may be amended from time to time, and subject to such clarification and interpretation as has been provided by the U.S. Securities and Exchange Commission in the adopting release (Amendments to Rules for Nationally Recognized Statistical Rating Organizations, Exchange Act Release No. 34-61050, 74 Fed. Reg. 63,832, 63,865 (Dec. 4, 2009)) and subject to such clarification and interpretation as may be provided by the U.S. Securities and Exchange Commission or its staff from time to time.
Rule 17g-5 means Rule 17g-5 of the Exchange Act.
Rule 17g-5 shall have the meaning specified in Section 9.8(a).
Rule 17g-5 has the meaning specified in Section 12.19(a) of the Indenture.
Rule 17g-5. As defined in Section 11.10.