Rule 17g-5 definition

Rule 17g-5. Rule 17g-5 under the Exchange Act.
Rule 17g-5 means Rule 17g-5 under the Exchange Act.
Rule 17g-5 means Rule 17g-5 under the Securities Exchange Act of 1934 as such may be amended from time to time, and subject to such clarification and interpretation as has been provided by the Securities and Exchange Commission in the adopting release (Amendments to Rules for Nationally Recognized Statistical Rating Organizations, Exchange Act Release No. 34-61050, 74 Fed. Reg. 63,832, 63,865 (Dec. 4, 2009)) and subject to such clarification and interpretation as may be provided by the Securities and Exchange Commission or its staff from time to time.

Examples of Rule 17g-5 in a sentence

  • Under Rule 17g-10, a provider of third-party due diligence services must provide to each nationally recognised statistical rating organisation that is rating the applicable transaction, a written certification in a prescribed form (which obligation may be satisfied if the Issuer posts such certification in the required form to the Rule 17g-5 website referred to above, maintained in connection with the transaction).

  • Requirements imposed on Rating Agencies could result in withdrawal of ratings if certain actions are not taken by the Arranger On 2 June 2010, certain amendments to Rule 17g-5 promulgated by the SEC became effective.

  • Although the Issuer has agreed to post any certification in the required form that it receives in respect of such portion of such report to the Rule 17g-5 website, it is unclear what, if any, other services provided or to be provided by third parties to the Issuer in connection with the transaction described in this Offering Circular, would constitute “due diligence services” under Rule 17g-10.

  • Under Rule 17g-5, rating agencies providing the requisite certifications described above may issue unsolicited ratings of the Rated Notes which may be lower and, in some cases, significantly lower than the ratings provided by the Rating Agencies.


More Definitions of Rule 17g-5

Rule 17g-5. The meaning specified in Section 14.16.
Rule 17g-5 means Rule 17g-5 under the Securities Exchange Act of 1934, as amended, as such rule may be amended from time to time, and subject to the interpretations provided by the Securities and Exchange Commission or its staff from time to time.
Rule 17g-5 shall have the meaning specified in Section 9.8(a).
Rule 17g-5. The meaning specified in Section 14.17(a).
Rule 17g-5 means Rule 17g-5 of the Exchange Act.
Rule 17g-5. As defined in Section 11.10.
Rule 17g-5 means Rule 17g-5 of the Exchange Act, as the same may be amended from time to time and any successor rule or regulation thereto.