Rule 144A Offering definition

Rule 144A Offering means, with respect to any Person, an offering of such Person’s Equity Interests pursuant to Rule 144A promulgated by the SEC under the Securities Act of 1933, as amended.
Rule 144A Offering means the offering and sale of shares of the Common Shares of the REIT to FBR and the subsequent offering and sale of such shares by FBR in reliance upon Rule 144A and/or Regulation S, in each case as promulgated under the Securities Act of 1933, as amended (the "Securities Act"); and
Rule 144A Offering means (a) an offering of Class A-1 Common Stock to the initial purchasers and the resale of the Class A-1 Common Stock by the initial purchasers to “qualified institutional buyers” as defined in Rule 144A under the Securities Act or to certain persons outside the United States in offshore transactions in reliance on Regulation S under the Securities Act, which offering may be purchased on a firm commitment basis, sold by underwriters on an agency, best efforts or reasonable efforts basis, or not involve underwriters, and (b) a private placement with a placement agent to “accredited investors,” as defined in Rule 501 under Regulation D of the Securities Act.

Examples of Rule 144A Offering in a sentence

  • The securities are part of an issue registered under the Securities Act of 1933, as amended, which is being offered to the public, or are Eligible Municipal Securities, or are securities sold in an Eligible Foreign Offering or are securities sold in an Eligible Rule 144A Offering or part of an issue of government securities.

  • The securities are part of an issue registered under the Securities Act of 1933, as amended, which is being offered to the public, OR are Eligible Municipal Securities, OR are securities sold in an Eligible Foreign Offering OR are securities sold in an Eligible Rule 144A Offering OR part of an issue of government securities.

  • The securities are a part of an issue registered under the Securities Act of 1933, as amended, which is being offered to the public, or are Eligible Municipal Securities or are securities sold in an Eligible Foreign Offering, or are securities sold in an Eligible Rule 144A Offering.

  • Percentage Limit: The amount of such securities of any class of such issue purchased by all of the Portfolios and investment companies advised by the Adviser did not exceed 25% of the principal amount of the offering, if purchased in an offering other than a Rule 144A Offering.

  • If purchased in a Rule 144A Offering, 25% of the total of the principal amount of the offering of such class sold by underwriters or members of a selling syndicate to qualified institutional buyers as defined in Rule 144(a)(1) plus the principal amount of the offering of such class in any concurrent public offering.


More Definitions of Rule 144A Offering

Rule 144A Offering as defined in Section 8(b).
Rule 144A Offering means WPZ’s private placement of an aggregate of at least $2.75 billion in principal amount of debt securities to initial purchasers who may resell them pursuant to Rule 144A under the Securities Act of 1933, as amended, the net proceeds of which are to be used to provide all or a portion of the cash consideration in connection with the Acquisition.
Rule 144A Offering shall have the meaning specified in Section 8.2(a). ------------------
Rule 144A Offering has the meaning set forth in Section 4.14(c).
Rule 144A Offering means the Company’s offering of Common Stock to qualified institutional buyers under Rule 144A under the 1933 Act, including shares of Common Stock that may be issued pursuant to the exercise of the underwriters’ over-allotment option as described in the offering memorandum dated October 30, 2007.
Rule 144A Offering shall have the meaning set forth in the preamble to this Agreement.