Examples of Rule 144A Offering in a sentence
The securities are part of an issue registered under the Securities Act of 1933, as amended, which is being offered to the public, or are Eligible Municipal Securities, or are securities sold in an Eligible Foreign Offering or are securities sold in an Eligible Rule 144A Offering or part of an issue of government securities.
The securities are part of an issue registered under the Securities Act of 1933, as amended, which is being offered to the public, OR are Eligible Municipal Securities, OR are securities sold in an Eligible Foreign Offering OR are securities sold in an Eligible Rule 144A Offering OR part of an issue of government securities.
The securities are a part of an issue registered under the Securities Act of 1933, as amended, which is being offered to the public, or are Eligible Municipal Securities or are securities sold in an Eligible Foreign Offering, or are securities sold in an Eligible Rule 144A Offering.
Percentage Limit: The amount of such securities of any class of such issue purchased by all of the Portfolios and investment companies advised by the Adviser did not exceed 25% of the principal amount of the offering, if purchased in an offering other than a Rule 144A Offering.
If purchased in a Rule 144A Offering, 25% of the total of the principal amount of the offering of such class sold by underwriters or members of a selling syndicate to qualified institutional buyers as defined in Rule 144(a)(1) plus the principal amount of the offering of such class in any concurrent public offering.