Rule 10b-18 purchase definition

Rule 10b-18 purchase. “blocks” and “affiliated purchaser” each being used as defined in Rule 10b-18).
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Rule 10b-18 purchase means a pur- chase (or any bid or limit order that would effect such purchase) of an issuer’s common stock (or an equiva- lent interest, including a unit of bene- ficial interest in a trust or limited partnership or a depository share) by or for the issuer or any affiliated pur- chaser (including riskless principal transactions). However, it does not in- clude any purchase of such security:
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Rule 10b-18 purchase and “blocks” each being used as defined in Rule 10b-18), which notice shall be substantially in the form set forth as Exhibit A hereto.
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Examples of Rule 10b-18 purchase in a sentence

  • For greater certainty, nothing contained in this Agreement, including the obligations of Duke Energy contained in Section 2.8 hereof, shall limit the ability of Duke Energy or Exchangeco to make a "Rule 10b-18 purchase" of Duke Energy Common Shares pursuant to Rule 10b-18 of the United States Securities Exchange Act of 1934, as amended, or any successor rule.

  • In the U.S., the reference period covers the four calendar weeks preceding the week of a Rule 10b-18 purchase or bid.

  • For greater certainty, nothing contained in this Agreement, including the obligations of FCE contained in Section 2.8 hereof, shall limit the ability of FCE or ExchangeCo to make a "Rule 10b-18 purchase" of FCE Common Stock pursuant to Rule 10b-18 of the United States Securities Exchange Act of 1934, as amended, or any successor rule.

  • Under the safe harbor set forth in Rule 10b-18, the purchases effected on any single day cannot exceed 25 percent of the average daily trading volume reported for the Corporation’s stock during the four calendar weeks preceding the week in which the Rule 10b-18 purchase will be affected.

  • For greater certainty, nothing contained in this Agreement, including the obligations of Acquiror contained in Section 2.8, shall limit the ability of Acquiror or Exchangeco to make a "Rule 10b-18 purchase" of Acquiror Shares pursuant to Rule 10b-18 of the United States Securities Exchange Act of 1934, as amended, or any successor rule.

  • Peer-2-peer lending platforms seek to provide microloans to capital seekers from crowdfunding participants that expect a share of the interest payments in return in addition to the amortization of the loan (Haas, Philipp, Ivo Blohm, and Jan Marco Leimeister.

  • For greater certainty, nothing contained in this Agreement, including the obligations of Acquiror contained in Section 2.8, shall limit the ability of Acquiror or ExchangeCo to make a "Rule 10b-18 purchase" of Acquiror Shares pursuant to Rule 10b-18 of the United States Securities Exchange Act of 1934, as amended, or any successor rule.

  • For greater certainty, nothing contained in this Agreement, including the obligations of Acquiror contained in Section 2.8, shall limit the ability of Acquiror or ExchangeCo to make a "Rule 10b-18 purchase" of Acquiror Common Shares pursuant to Rule 10b-18 of the United States Securities Exchange Act of 1934, as amended, or any successor rule.


More Definitions of Rule 10b-18 purchase

Rule 10b-18 purchase means a purchase (or any bid or limit order that would effect such purchase) of an issuer’s common stock (or an equivalent interest, including a unit of beneficial interest in a trust or limited partnership or a depository share) by or for the issuer or any affiliated purchaser (including riskless principal transactions). However, it does not include any purchase of such security:
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Rule 10b-18 purchase and “blocks” each as defined in Rule 10b-18) pursuant to the once-a-week block exception contained in Rule 10b-18(b)(4) by or for Company or any of its affiliated purchasers during each of the four calendar weeks preceding the date hereof and during the calendar week in which the date hereof occurs and none shall engage in purchases of such blocks prior to the end of the Relevant Period;
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Rule 10b-18 purchase means any “Rule 10b-18 purchase” (as such term is defined in Rule 10b-18).
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Rule 10b-18 purchase and “block” shall have the meanings given to them in Rule 10b-18.
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Related to Rule 10b-18 purchase

  • Rule 17f-5 means Rule 17f-5 promulgated under the 1940 Act.

  • Rule 17f-7 means Rule 17f-7 promulgated under the 1940 Act.

  • Rule 173 “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Public purchase means a purchase by means of competitive bids of goods, services, or materials by the State or any of its political subdivisions or public agencies on whose behalf the Attorney General may bring an action pursuant to subdivision (c) of Section 16750 of the Business and Professions Code.

  • Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

  • SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.

  • Rule 144A means Rule 144A promulgated under the Securities Act.

  • Subsequent Placement has the meaning set forth in Section 4.11(a).

  • Lock-Up Shares has the meaning set forth in Section 4.1.

  • Debt Purchase Transaction means, in relation to a person, a transaction where such person: