Risk Warnings definition

Risk Warnings means the requirement as set out elsewhere in these Rules for a Client Advising Participant to appropriately inform its clients of any relevant risks involved with investing in any Security and/or Financial Instrument and includes informing clients of any relevant risk in relation to Short Sales, margin trading, warrants, Futures Contracts and Options;

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Risk Warnings means the Risk Warnings document annexed to these Terms as updated from time to time, a copy of which is available on our Website.

Risk Warnings includes all risk warnings issued by EC Markets as updated and amended from time to time and available on the EC Markets Website, including but not limited to our "Risk Categorisation Levels and Asset Risk Ratings" and additionally any Complex Instruments Form, provided to you prior to your undertaking trades in complex Financial Products;

Examples of Risk Warnings in a sentence

• Risk warnings will be given to you, the client, on a number of different occasions prior to any recommendations being made including verbally over the telephone, introductory marketing material (e.g. brochure), Customer Information Form, Private Client Profile and the Risk Warnings document.

• You have read and understood the Risk Warnings which follow this section of this Agreement and acknowledge that it forms a vital component of this section of the Agreement.

• By agreeing to this Agreement, the Client confirms that they have read and understood the Company’s Risk Warnings on the Company Website as well as the Company’s Risk Disclosure.

• You should be particularly aware of the risks involved in trading in the financial instruments of issuers located in Emerging Markets and of the risks involved in trading in Complex Financial Instruments such as derivatives which may lead to losses which are substantially more than the initial capital invested By agreeing to this Agreement, the Client confirms that they have read and understood the Company’s Risk Warnings on the Company Website as well as the Company’s Risk Disclosure.

• Please refer to the Risk Warnings contained within these Terms & Conditions in Appendix 3.

• The Agreement includes the following Appendices: the Glossary, the Risk Warnings and Acknowledgements, the Best Execution Policy, and all Schedules (if any) to these Terms of Business, and these Appendices and Schedules, as may be amended from time to time, form an integral part of the Agreement.

• Please refer to the Risk Warnings contained within the Service, Terms & Conditions at Appendix 3.

• The Agreement includes the following Appendices: the Glossary, the Risk Warnings and Acknowledgements, the Best Execution Policy and all Schedules (if any) to these Terms of Business, and these Appendices and Schedules, as may be amended from time to time, form an integral part of the Agreement.

• Please refer to the Risk Warnings contained within these Terms & Conditions at Appendix 3.

• Risk Warnings This section highlights certain additional risks which may be associated with Alternative and Higher Risk Investments.

More Definitions of Risk Warnings

Risk Warnings means the Important Risk Warnings set out in Schedule A to this Order;

Risk Warnings means the risk warnings relating to the Investments displayed on the Sidekick website, as updated from time to time;

Risk Warnings means the requirement as set out elsewhere in these Rules for a Client Advising Participant to appropriately inform its clients of any relevant risks involved with investing in any Security and/or Financial Instrument and includes informing clients of any relevant risk in relation to Short Sales, margin trading, warrants, Futures Contracts and Options; “RMA Provider” means an FSM Participant who has been approved under Rule 22.4 to provide RMA Services; “RMA Services” means the provision of trading functionality in respect of the FSM and FSF Units under an agreement with Fonterra; “Rules” mean these NZX Participant Rules; “RVP” or “Registered Volume Provider” means an FSM Participant who has been approved under Rule 22.5 to provide market making services in relation to the FSM; “Security” or “Securities” means, in all Sections of these Rules other than Section 19, any interest or right to participate in any capital, assets, earning, royalties, or other property of any Person; and includes: (a) a “financial product” as defined under the FMC Act; (b) an Equity Security; (c) a Debt Security; (d) an Option or a Right; and (e) any renewal or variation of the terms or conditions of any existing Security; And, in Section 19 of these Rules means a “financial product” within the meaning of section 7(1) of the FMC Act and includes any right or option to acquire any Security or benefit of any kind, whether conditional or not and whether renounceable or not; “Securities Register” means the register of the legal owner of record of Securities issued by an Issuer and maintained by or on behalf of that Issuer as required by section 87 of the Companies Act 1993, section 51 of the Securities Act 1978, section 215 of the FMC Act, or under applicable requirements of a foreign jurisdiction; “Securities Registry” means a company, organisation or firm that is appointed by an Issuer to maintain its Securities registers and that is able to access the Legal Title Transfer System to enable that company, organisation or firm to register the transfer of Securities of that Issuer;

Risk Warnings means the risk warning disclosed on the Website and referred to in XXX.