Examples of Restricted Investor in a sentence
Restricted Investor An investor who has not invested (and will not invest) more than 10% of their net assets in shares, bonds, or other securities that are not listed on a stock exchange.
High-Net Worth Investor Second High-Net Worth Investor (if applicable/joint) Sophisticated Investor Second Sophisticated Investor (if applicable/joint)Self-Certified Sophisticated Investor Second Self-Certified Sophisticated Investor (if applicable/joint) Restricted Investor Second Restricted Investor (if applicable/joint) I confirm that the product meets the financial objectives of the client(s), and the client(s) falls within the target market.
A) In the past twelve months have you invested less than 10% of your net assets in high-risk investments (as defined above)?No (I have invested more than 10% of my net assets)Yes (I have invested less than 10% of my net assets)If yes, over the last twelve months roughly what percentage of your net assets have you invested in high-risk investments (as defined above)?17d.a. Second Restricted Investor Statement (if applicable) Putting all your money into a single business or type of investment is risky.
Restricted Investor Statement Putting all your money into a single business or type of investment is risky.