Examples of Related Account in a sentence
Under no circumstance is an Employee permitted to open or maintain any Employee Related Account that is undisclosed to Compliance.
All Employees must obtain the explicit permission of the Central Compliance Department prior to opening a new Employee Related Account.
Investment Personnel shall not effect the purchase or sale of a Security for an Employee Related Account within seven calendar days before or seven calendar days after the same Security is traded (or contemplated to be traded) by a client account with which the individual is associated.
The reporting obligations described above also apply to any Related Account (as defined in Appendix I) and to any Investment Transaction in a Related Account.
Reports must show any purchases or sales for all Covered Securities whether or not executed in an Employee Related Account.