Regulatory Disclosure definition
Examples of Regulatory Disclosure in a sentence
After using such reasonable efforts, the Disclosing Party shall not be: (I) prohibited from complying with a Disclosure Order or making the Regulatory Disclosure or (II) liable to the other Party for monetary or other damages incurred in connection with such disclosures of the Confidential Information.
After using such reasonable efforts, the Disclosing Party shall not be: (I) prohibited from making the Regulatory Disclosure or (II) liable to the other Party for monetary or other damages incurred in connection with such disclosures of the Confidential Information.
In the event that any terms contained in this Schedule F conflict with any other terms governing your accounts in the Deposit Account Agreement and Regulatory Disclosure, BOB Agreement, or CMTS Agreement, the terms contained in this Schedule F shall govern.
All deposits are subject to the terms of the Deposit Account Agreement and Regulatory Disclosure.
The Regulatory Disclosure Documents do not include any untrue statements of material fact, nor do they omit to state any material fact required to be stated therein necessary to make the statements made, in light of the circumstances under which they were made, not misleading.
The representations contained in this Section 4.15(c) and (d) are limited by the statements set forth in the section of Acquiror's most recent SEC Form 10-K entitled "Business - Regulation" filed with the Securities and Exchange Commission on April 2, 2001 ("Regulatory Disclosure").
The statements contained in the Regulatory Disclosure fully and accurately describe, with respect to the business of Acquiror and its Subsidiaries, the material legal matters and proceedings arising under the Communications Act of 1934, as amended, and the published rules, regulations and policies promulgated thereunder by the FCC.
All requests to initiate a transfer to another person are subject to the terms and conditions of your Deposit Account Agreement and Regulatory Disclosure and all applicable laws and regulations.
All Regulatory Disclosure Documents (including, without limitation, all filings required under the Exchange Act, which include Forms 10-Q, 10-K, 8-K, etc.) and other public disclosures made by the Company, including, without limitation, all press releases, investor relations materials, and scripts of analysts meetings and calls, shall be reviewed and approved for release by the Company’s attorneys and, if containing financial information, the Company’s independent certified public accountants.
As of their respective dates, the financial statements of the Company and its subsidiaries included in the Regulatory Disclosure Documents complied as to form in all material respects with applicable accounting requirements and the published rules and regulations of the OTC Markets and / or the SEC, as applicable, with respect thereto.