Regulation S-K definition

Regulation S-K. Regulation S-K under the Act.
Regulation S-K means Regulation S-K promulgated under the Securities Act.
Regulation S-K means Regulation S-K of the General Rules and Regulations promulgated by the SEC.

Examples of Regulation S-K in a sentence

  • This opinion is being furnished in accordance with the requirements of Section 601(b)(8) of Regulation S-K of the Securities Act of 1933, as amended (the “Act”).

  • At least one member of the Audit Committee of the Board of Directors of the Company qualifies as an “audit committee financial expert,” as such term is defined under Regulation S-K and the listing rules of the Exchange.

  • This opinion letter is furnished to you at your request to enable you to fulfill the requirements of Item 601(b)(5) of Regulation S-K, 17 C.F.R. § 229.601(b)(5), in connection with the Registration Statement.

  • All disclosures contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus regarding “non-GAAP financial measures” (as such term is defined by the rules and regulations of the Commission), if any, comply with Regulation G of the Exchange Act and Item 10 of Regulation S-K of the Securities Act, to the extent applicable.

  • This opinion is being furnished in accordance with the requirements of Item 601(b)(5) of Regulation S-K under the Securities Act.


More Definitions of Regulation S-K

Regulation S-K means Regulation S-K promulgated under the Securities Act, as it may be amended from time to time, and any successor to Regulation S-K. Reference in the Plan to any item of Regulation S-K shall be deemed to include any amendments or successor provisions to such item.
Regulation S-K means Regulation S-K of the General Rules and Regulations promulgated by the SEC pursuant to the Securities Act.
Regulation S-K means Regulation S-K under the Securities Act and the Exchange Act.
Regulation S-K means Regulation S-K of the Securities Act, as such regulation may be amended from time to time.
Regulation S-K means Regulation S-K under the U.S. Securities Act of 1933, as amended.