{"component": "definition", "props": {"groups": [{"samples": [{"hash": "2boWqYQbCMH", "uri": "/contracts/2boWqYQbCMH#regulation-m", "label": "At the Market Issuance Sales Agreement (Fluent, Inc.)", "score": 36.9972610474, "published": true}, {"hash": "7wGb8J43laV", "uri": "/contracts/7wGb8J43laV#regulation-m", "label": "Underwriting Agreement (Cybin Inc.)", "score": 34.8644752502, "published": true}, {"hash": "kNIISN2nlTZ", "uri": "/contracts/kNIISN2nlTZ#regulation-m", "label": "At the Market Issuance Sales Agreement (374Water Inc.)", "score": 34.8631057739, "published": true}], "snippet_links": [{"key": "the-exchange-act", "type": "definition", "offset": [25, 41]}], "snippet": "means Regulation M under the Exchange Act.", "size": 81, "hash": "96000fd125bb1b79d786c87693edb9e3", "id": 1}, {"samples": [{"hash": "ieWJbpZNga5", "uri": "/contracts/ieWJbpZNga5#regulation-m", "label": "Open Market Sale Agreement (Ardmore Shipping Corp)", "score": 33.661190033, "published": true}, {"hash": "k72tapAtphI", "uri": "/contracts/k72tapAtphI#regulation-m", "label": "Open Market Sale Agreement (Ardmore Shipping Corp)", "score": 32.6646118164, "published": true}, {"hash": "7hO4IeU03WF", "uri": "/contracts/7hO4IeU03WF#regulation-m", "label": "Open Market Sale Agreement (Ardmore Shipping Corp)", "score": 31.6680355072, "published": true}], "snippet_links": [], "snippet": "has the meaning set forth in Section 2(rr).", "size": 24, "hash": "45bdfa9e52c594550a1c6f13cc8d2f0f", "id": 2}, {"samples": [{"hash": "bOUsDBKxsRv", "uri": "/contracts/bOUsDBKxsRv#regulation-m", "label": "Underwriting Agreement (Northern Dynasty Minerals LTD)", "score": 31.327173233, "published": true}, {"hash": "bUPOIyN247V", "uri": "/contracts/bUPOIyN247V#regulation-m", "label": "Underwriting Agreement (GREAT PANTHER MINING LTD)", "score": 30.5906906128, "published": true}, {"hash": "jDWvJSWJv3Z", "uri": "/contracts/jDWvJSWJv3Z#regulation-m", "label": "Underwriting Agreement (Northern Dynasty Minerals LTD)", "score": 30.4647502899, "published": true}], "snippet_links": [], "snippet": "has the meaning given to it in Section 8(xx);", "size": 22, "hash": "1ffe46a00f90167d25a751a65861cafd", "id": 3}, {"samples": [{"hash": "96PTTnWfxQW", "uri": "/contracts/96PTTnWfxQW#regulation-m", "label": "Agency Agreement", "score": 34.5452804565, "published": true}, {"hash": "iEPvDjo7cRG", "uri": "/contracts/iEPvDjo7cRG#regulation-m", "label": "Underwriting Agreement (Hudbay Minerals Inc.)", "score": 28.737165451, "published": true}, {"hash": "enQVEiES99A", "uri": "/contracts/enQVEiES99A#regulation-m", "label": "Underwriting Agreement (HudBay Minerals Inc.)", "score": 25.0821361542, "published": true}], "snippet_links": [{"key": "the-sec", "type": "definition", "offset": [30, 37]}, {"key": "the-us", "type": "clause", "offset": [44, 51]}, {"key": "securities-act", "type": "definition", "offset": [53, 67]}], "snippet": "means Regulation M adopted by the SEC under the U.S. Securities Act;", "size": 17, "hash": "b9b2c608390f70df832b2ed67c9fdad3", "id": 4}, {"samples": [{"hash": "gXwaqRU2GqR", "uri": "/contracts/gXwaqRU2GqR#regulation-m", "label": "Master Purchase Agreement (1397468 B.C. Ltd.)", "score": 34.7357978821, "published": true}, {"hash": "3tyXy2Xy1dp", "uri": "/contracts/3tyXy2Xy1dp#regulation-m", "label": "Master Purchase Agreement (1397468 B.C. Ltd.)", "score": 34.7002067566, "published": true}, {"hash": "lqkDlZSjvzP", "uri": "/contracts/lqkDlZSjvzP#regulation-m", "label": "Master Purchase Agreement (1397468 B.C. Ltd.)", "score": 34.6618766785, "published": true}], "snippet_links": [], "snippet": "has the meaning ascribed thereto in Section 3.1(tt) hereof;", "size": 15, "hash": "3d9c2ca535ab6ac770cda6c7166cfc15", "id": 5}, {"samples": [{"hash": "7pfISCE7Evm", "uri": "/contracts/7pfISCE7Evm#regulation-m", "label": "Securities Purchase Agreement (Kennedy-Wilson Holdings, Inc.)", "score": 22.4893913269, "published": true}, {"hash": "3dRYLdcQaWm", "uri": "/contracts/3dRYLdcQaWm#regulation-m", "label": "Agency Agreement (Swisher Hygiene Inc.)", "score": 22.1471595764, "published": true}, {"hash": "jPJBkWukUIS", "uri": "/contracts/jPJBkWukUIS#regulation-m", "label": "Securities Purchase Agreement (Swisher Hygiene Inc.)", "score": 20.3004798889, "published": true}], "snippet_links": [{"key": "the-1934-act", "type": "clause", "offset": [37, 49]}], "snippet": "means Regulation M promulgated under the 1934 Act;", "size": 9, "hash": "c661da9c03d7cbaa06838f8e70eaf1b2", "id": 6}, {"samples": [{"hash": "br7oy4Sv7CH", "uri": "http://pdf.secdatabase.com/647/0000909518-05-000188.pdf", "label": "pdf.secdatabase.com", "score": 19.6448764801, "published": false}, {"hash": "dry5AOEiU0", "uri": "/contracts/dry5AOEiU0#regulation-m", "label": "Registration Rights Agreement (Seabulk International Inc)", "score": 18.0, "published": true}, {"hash": "dDmNqLj0XZa", "uri": "/contracts/dDmNqLj0XZa#regulation-m", "label": "Registration Rights Agreement (C/R Marine Domestic Partnership Lp a Delaware Lp)", "score": 18.0, "published": true}], "snippet_links": [{"key": "the-securities-act", "type": "clause", "offset": [25, 43]}, {"key": "the-exchange-act", "type": "definition", "offset": [48, 64]}, {"key": "effect-on-the", "type": "clause", "offset": [71, 84]}, {"key": "date-hereof", "type": "clause", "offset": [85, 96]}, {"key": "from-time-to-time", "type": "clause", "offset": [114, 131]}, {"key": "rule-or-regulation", "type": "definition", "offset": [158, 176]}, {"key": "securities-act-or-exchange-act", "type": "clause", "offset": [187, 217]}], "snippet": "means Regulation M under the Securities Act and the Exchange Act as in effect on the date hereof and such rule as from time to time amended and any successor rule or regulation under the Securities Act or Exchange Act.", "size": 6, "hash": "215fc0de46260b145a24440d65b1ccae", "id": 7}, {"samples": [{"hash": "b8xoWygx6KM", "uri": "/contracts/b8xoWygx6KM#regulation-m", "label": "Atm Agency Agreement (India Globalization Capital, Inc.)", "score": 27.3819293976, "published": true}, {"hash": "lW6ywI2qnKV", "uri": "/contracts/lW6ywI2qnKV#regulation-m", "label": "Atm Agency Agreement (India Globalization Capital, Inc.)", "score": 23.4380569458, "published": true}, {"hash": "6a8R1Mk4pFS", "uri": "/contracts/6a8R1Mk4pFS#regulation-m", "label": "Atm Agency Agreement (India Globalization Capital, Inc.)", "score": 22.6495552063, "published": true}], "snippet_links": [], "snippet": "has the meaning set forth in Section 3.23.", "size": 6, "hash": "a48ef55ee23cba17102ecf1570a0a1d4", "id": 8}, {"samples": [{"hash": "iCFC4XRlWRp", "uri": "/contracts/iCFC4XRlWRp#regulation-m", "label": "Open Market Sale Agreement (BioXcel Therapeutics, Inc.)", "score": 34.8343582153, "published": true}, {"hash": "1iFNBcOceaU", "uri": "/contracts/1iFNBcOceaU#regulation-m", "label": "Open Market Sale Agreement (BioXcel Therapeutics, Inc.)", "score": 32.3538665771, "published": true}, {"hash": "gZzBrW34o8b", "uri": "/contracts/gZzBrW34o8b#regulation-m", "label": "Open Market Sale Agreement (BioXcel Therapeutics, Inc.)", "score": 30.3798770905, "published": true}], "snippet_links": [], "snippet": "has the meaning set forth in Section 2(z).", "size": 5, "hash": "632ea848f1e0bfddd61b50012803ef7e", "id": 9}, {"samples": [{"hash": "cfVcNCdhhv0", "uri": "/contracts/cfVcNCdhhv0#regulation-m", "label": "Sales Agreement (enCore Energy Corp.)", "score": 34.4839134216, "published": true}, {"hash": "dluvSLoCdvW", "uri": "/contracts/dluvSLoCdvW#regulation-m", "label": "Equity Distribution Agreement (Denison Mines Corp.)", "score": 32.7399024963, "published": true}, {"hash": "le6Al67bcvR", "uri": "/contracts/le6Al67bcvR#regulation-m", "label": "Equity Distribution Agreement (Denison Mines Corp.)", "score": 31.8665294647, "published": true}], "snippet_links": [], "snippet": "has the meaning given thereto in Section 7(ccc) hereof;", "size": 4, "hash": "4d8c391adb7fc77b067e0576942a3bdf", "id": 10}], "next_curs": "ClkSU2oVc35sYXdpbnNpZGVyY29udHJhY3RzcjULEhpEZWZpbml0aW9uU25pcHBldEdyb3VwX3Y1NiIVcmVndWxhdGlvbi1tIzAwMDAwMDBhDKIBAmVuGAAgAA==", "definition": {"title": "Regulation M", "snippet": "means Regulation M under the Exchange Act.", "size": 219, "id": "regulation-m", "examples": ["Under applicable rules and regulations under the Exchange Act, any person engaged in the distribution of the resale securities may not simultaneously engage in market making activities with respect to the common stock for the applicable restricted period, as defined in <strong>Regulation M</strong>, prior to the commencement of the distribution.", "Without limiting the foregoing, Counterparty agrees that neither it nor any \u201caffiliated purchaser\u201d (as defined in <strong>Regulation M</strong> (\u201c<strong>Regulation M</strong>\u201d) promulgated under the Exchange Act) will, directly or indirectly, bid for, purchase or attempt to induce any person to bid for or purchase, the Shares or securities that are convertible into, or exchangeable or exercisable for, Shares during any \u201crestricted period\u201d as such term is defined in <strong>Regulation M</strong>.", "Notwithstanding the foregoing, in the event the Company engages an Agent as sales agent for the sale of Shares that would constitute a \u201cdistribution\u201d within the meaning of Rule 100 of <strong>Regulation M</strong> under the 1934 Act, the Company and such Agent will agree to compensation for such Agent that is customary for such sales.", "Neither the Company nor its subsidiaries or affiliates will take, directly or indirectly, any action designed to or that would reasonably be expected to cause or result in any stabilization or manipulation of the price of the Stock and will not take any action prohibited by <strong>Regulation M</strong> under the Exchange Act in connection with the distribution of the Shares contemplated hereby.", "The Company agrees that neither it nor any controlled affiliate of the Company will take, directly or indirectly, any action which is designed, or would be reasonably expected, to cause or result in, or which constitutes, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any Shares or to result in a violation of <strong>Regulation M</strong> under the 1934 Act.", "In addition, the Selling Stockholders will be subject to applicable provisions of the Exchange Act and the rules and regulations thereunder, including <strong>Regulation M</strong>, which may limit the timing of purchases and sales of the common stock by the Selling Stockholders or any other person.", "Neither the Company nor any affiliate of the Company has taken, nor will the Company or any affiliate take, directly or indirectly, any action which is designed, or would be expected, to cause or result in, or which constitutes, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Shares or to result in a violation of <strong>Regulation M</strong> under the Exchange Act.", "For the avoidance of doubt, the foregoing restriction does not apply to any Affiliate of the Investor, provided that any such purchases do not cause the Investor to violate any applicable Exchange Act requirement, including <strong>Regulation M</strong>.", "In addition, Counterparty represents that it is eligible to conduct a primary offering of Shares on Form S-3, the offering contemplated by the Equity Sales Agreement complies with Rule 415 under the Securities Act of 1933, as amended (the \u201cSecurities Act\u201d), and the Shares are \u201cactively traded\u201d as defined in Rule 101(c)(1) of <strong>Regulation M</strong>.", "Without limiting the foregoing, the Investor shall comply with all applicable provisions of the Securities Act and the Exchange Act, including <strong>Regulation M</strong> thereunder, the rules and regulations of FINRA, and all applicable state securities or \u201cBlue Sky\u201d laws."], "related": [["regulation-g", "Regulation G", "Regulation G"], ["rule-15c2-12", "Rule 15c2-12", "Rule 15c2-12"], ["rule-173", "Rule 173", "Rule 173"], ["regulation-rr", "Regulation RR", "Regulation RR"], ["rule-144a", "Rule 144A", "Rule 144A"]], "related_snippets": [], "updated": "2026-05-29T05:44:52+00:00"}, "json": true, "cursor": ""}}