Registered Securities Association definition

Registered Securities Association means a “registered securities association” within the meaning of the Exchange Act.
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Registered Securities Association means a “registered securities
Sample 1Sample 2Sample 3

Examples of Registered Securities Association in a sentence

  • The New York Stock Exchange refers to that National Securities Exchange, Registered Securities Association and its rules, guidelines and standards.

  • Upon dissolution of the Company, except as may be prohibited by applicable law, the Business Member covenants and agrees that it will not apply to register as a Registered Securities Association.

  • Proposed General 3, Rule 1002(c) provides, “Membership in a Registered Securities Association or Another Registered Exchange.

  • Registered Securities Association - Review of Denial of Member’s Continuance Application In the Matter of the Application of Citadel Securities, Inc., Admin.

  • This competence is superfluous when state secrets are exempted from public access.

  • Registered Securities Association means an association of brokers and dealers as defined in Section 15A of the Securities Exchange Act of 1934.

Related to Registered Securities Association

  • Registered Securities will have the same meaning as set forth in the Purchase Agreement.

  • Global Registered Certificate means a global certificate representing ETP Securities in registered form.

  • central securities depository means a person or company that provides centralized facilities as a depository of securities, including securities accounts, central safekeeping services and asset services, which may include the administration of corporate actions and redemptions;

  • registered person means a person who is registered under section 25 but does not include a person having a Unique Identity Number;

  • Registered entity means an owner, operator, or user of the Bulk Power System, or the entity registered as its designee for the purpose of compliance, that is included in the NERC Compliance Registry.

  • Registered nurse means a person registered by the Board as a Registered Nurse.

  • Regulation S Global Securities means one or more permanent global Securities in registered form representing the aggregate principal amount of Securities sold in reliance on Regulation S under the Securities Act.

  • Registered Global Security means a Security evidencing all or a part of a series of Registered Securities, issued to the Depositary for such series in accordance with Section 2.02, and bearing the legend prescribed in Section 2.02.

  • Preferred Security Beneficial Owner means, with respect to a Book Entry Interest, a Person who is the beneficial owner of such Book Entry Interest, as reflected on the books of the Clearing Agency, or on the books of a Person maintaining an account with such Clearing Agency (directly as a Clearing Agency Participant or as an indirect participant, in each case in accordance with the rules of such Clearing Agency).

  • Registered Certificate Any Certificate that has been the subject of registration under the Securities Act. As of the Closing Date, the Class A-1, Class A-2, Class A-3, Class A-4, Class A-5, Class A-SB, Class X-A, Class X-B, Class A-S, Class B, Class C and Class PEX Certificates constitute Registered Certificates.

  • Non-Registered Certificate Unless and until registered under the Securities Act, any Class F, Class G, Class H, Class J, Class K, Class L, Class R-I, Class R-II or Class R-III Certificate.

  • Registered Global Note means a Global Note, if issued by TCCI, being in the form or substantially in the form set out in Schedule 1 to the TCCI Note Agency Agreement (or in such other form as may be agreed between TCCI, the TCCI Registrar, the TCCI Transfer Agent and the relevant Purchaser(s)), or if issued by TMCC, being in the form or substantially in the form set out in Schedule 1 to the TMCC Note Agency Agreement (or such other form as may be agreed between TMCC, the TMCC Registrar, the TMCC Transfer Agent and the relevant Purchaser(s));

  • Registered Notes has the meaning specified in Section 2.1.

  • Definitive Capital Securities means any Capital Securities in definitive form issued by the Trust.

  • Registered patient means a patient who is included in a list that is a registered patient list for the purposes of the Primary Medical Services (Sale of Goodwill and Restrictions on Sub- contracting) Regulations 2004(e);

  • registered dealer means a dealer registered under this Act;

  • Book-Entry Non-Registered Certificate Any Non-Registered Certificate that constitutes a Book-Entry Certificate.

  • Trust Securities Certificate means any one of the Common Securities Certificates or the Preferred Securities Certificates.

  • Non Book-Entry Capital Securities shall have the meaning set forth in Section 2.05.

  • Definitive Capital Securities Certificates means either or both (as the context requires) of (i) Capital Securities Certificates issued as Book-Entry Capital Securities Certificates as provided in Section 5.11, and (ii) Capital Securities Certificates issued in certificated, fully registered form as provided in Section 5.13.

  • Definitive Preferred Securities Certificates means Preferred Securities issued in certificated, fully registered form that are not Global Preferred Securities.

  • Registered Note means a Note in registered form;

  • Global Preferred Security means a Preferred Securities Certificate evidencing ownership of Book-Entry Preferred Securities.

  • registered pharmacist means a person whose name is for the time being entered in the register of the State in which he is for the time being residing or carrying on his profession or business of pharmacy;

  • National Register has the same meaning as in section 3 of the National Act. National RTO Standards means the Standards for Registered Training Organisations (RTOs) 2015 (Cth) and its User Guide.

  • Regulation S Global Certificate With respect to any Class of Book-Entry Non-Registered Certificates offered and sold to institutions that are non-United States Securities Persons in Offshore Transactions in reliance on Regulation S, a single global Certificate, or multiple global Certificates collectively, in definitive, fully registered form without interest coupon, each of which Certificates bears a Regulation S Legend.