Prohibited Procedures definition
Examples of Prohibited Procedures in a sentence
EMPLOYEE shall specifically review and agree to comply with the Prohibited Procedures outlined in R539-3-10.
EMPLOYEE shall specifically review and agree to comply with the Prohibited Procedures outlined in R539-3-10.
Associated Procedures means those procedures and/or statements that have been adopted by the Underwriter, the Adviser, a Fund or the Compliance Department, and which are designed to supplement this Code and its provisions.
Prohibited Practices means the prohibited practices set forth in paragraph 4 of the Policy on Prohibited Practices;
Prohibited Practice means an act that is either a Corrupt Practice or a Fraudulent Practice.
AML/KYC Procedures means the customer due diligence (CDD) procedures of a Reporting Financial Institution pursuant to the anti-money laundering or similar requirements of the jurisdiction concerned to which such Reporting Financial Institution is subject.
Operation Procedures means the procedures contained in Annexure A hereto which the Contractor is obliged to follow when performing work on behalf of the company