Pro Group means a member (brokerage firm) of the TSXV, an employee, partner, officer, director or an affiliate (a company controlling or under common control) of a member or an associate (a company of which more than 10% of the voting securities are owned or controlled by such person, a partner of such person, a trust or estate of which a substantial beneficial interest is owned or of which such person is a trustee, a spouse or child of such person, or a relative of such person or their spouse living in the same home as such person) of any of the foregoing; Corporate Placee Registration Form The Subscriber, if not an individual, either [CHECK APPROPRIATE ITEM]: ____ has previously filed with the TSXV a Form 4C - Corporate Placee Registration Form, and represents and warrants that there has been no change to any of the information in the Form 4C previously filed with the TSXV up to the date of this Subscription Agreement; or ____ hereby delivers to the Corporation a completed Form 4C in the form attached hereto as Schedule "D" for filing with the TSXV. Registrant Status The Subscriber is a registrant under the securities laws of any jurisdiction of Canada: ____ No; or _____ Yes, namely, ___________________________________________________________________________ SCHEDULE "B" CANADIAN ACCREDITED INVESTOR CERTIFICATE The categories listed herein contain certain specifically defined terms. If you are unsure as to the meanings of those terms, or are unsure as to the applicability of any below category, please contact your broker and/or legal advisor before completing this form. Please note that the Corporation may request additional information from the Purchaser (as defined below) to confirm that the Purchaser falls within the definition of "accredited investor" as outlined below. TO: BRATTLE XXXXX X.X. LTD. (the "Corporation")
Pro Group means a member (brokerage firm) of the TSXV, an employee, partner, officer, director or an ‘affiliate’ (a company controlling or under common control) of a member or an ‘associate’ (a company of which more than 10% of the voting shares are owned or controlled by such person, a partner of such person, a trust or estate of which a substantial beneficial interest is owned or of which such person is a trustee, a spouse or child of such person, or a relative of such person or their spouse living in the same home as such person) of any of the foregoing.
Pro Group. Status. The Subscriber either [check appropriate box]: ☐ is a member of the “Pro Group” as defined in the Rules of the Exchange, determined as follows:
Examples of Pro Group in a sentence
The terms of purchase will be determined on an individual order basis based on the prevailing industry conditions and the purchases will be on terms no less favourable than those offered by Vision Pro Group to other third parties.
In future, if the Group purchases optical products that are also available from suppliers other than Vision Pro Group, the terms of purchase under these agreements will be on terms no less favourable to the Group than those offered by independent third party suppliers to the Group.
Any Common Shares issued to any member of the Aggregate Pro Group prior to the date of this prospectus will be held in escrow pursuant to the CPC Policy.
Therefore, Vision Pro Group was a connected person of the Company by virtue of the fact that it was an associate of a connected person of the Company.
Currently, the optical products to be purchased by the Group from Vision Pro Group are not available from other suppliers.
More Definitions of Pro Group
Pro Group a means a member (brokerage firm) of the Exchange, an employee, partner, officer, director or an “affiliate” (a company controlling or under common control) of a member of the Exchange or an “associate” (a company of which more than 10% of the voting shares are owned or controlled by such Person, a partner of such Person, a trust or estate of which a substantial beneficial interest is owned by such Person or of which such Person is a trustee, a spouse or child of such Person, or a relative of such Person or their spouse living in the same home as such Person) of any of the foregoing is not a member of the Pro Group.
Pro Group means Members (brokerage firms) of the Exchange, an employee, partner, officer, director or an ‘affiliate’ of a Member or an ‘associate’ (a spouse or child of such person, a relative of such person or their spouse living in the same home as such person, a company of which more than 10% of the voting shares are owned or controlled by such person, a partner of such person, or a trust or estate of which a substantial beneficial interest is owned or of which such person is a trustee) of any of the foregoing;
Pro Group means the "Pro Group" as defined under the policies of the TSXV, as follows:
Pro Group. The Subscriber or the Disclosed Principal, as the case may be, either [CHECK APPROPRIATE ITEM]: is a member of the Pro Group; or is not a member of the Pro Group. “Pro Group” means a member (brokerage firm) of the TSX Venture Exchange (the “TSX-V”), an employee, partner, officer, director or an affiliate (a corporation controlling or under common control) of a member or an associate (a corporation of which more than 10% of the voting securities are owned or controlled by such person, a partner of such person, a trust or estate of which a substantial beneficial interest is owned or of which such person is a trustee, a spouse or child of such person, or a relative of such person or their spouse living in the same home as such person) of any of the foregoing.
Pro Group. Status. The Subscriber either [check appropriate box]: is a member of the “Pro Group” as that term is defined in the TSX Venture Exchange’s (the “Exchange”) Policy 1.1, determined as follows:
Pro Group as defined in the Rules of the Exchange means:
Pro Group as defined in the Corporate Finance Manual of the Exchange means: a) Subject to subparagraphs (b), (c) and (d), "Pro Group" shall include, either individually or as a group: (i) the member (i.e., a member of the Exchange under the Exchange requirements); (ii) employees of the member; (iii) partners, officers and directors of the member; (iv) affiliates of the member; and (v) associates of any parties referred to in subparagraphs (i) through (iv). b) The Exchange may, in its discretion, include a person or party in the Pro Group for the purposes of a particular calculation where the Exchange determines that the person is not acting at arm's length to the member; c) The Exchange may, in its discretion, exclude a person from the Pro Group for the purposes of a particular calculation where the Exchange determines that the person is acting at arm's length of the member; d) The member may deem a person who would otherwise be included in the Pro Group pursuant to subparagraph (a) to be excluded from the Pro Group where the member determines that: (i) the person is an affiliate or associate of the member acting at arm's length of the member; (ii) the associate or affiliate has a separate corporate and reporting structure; (iii) there are sufficient controls on information flowing between the member and the associate or affiliate; and (iv) the member maintains a list of such excluded persons. 4. "Registrant" means a person registered or required to be registered under the Securities Act (British Columbia). KLE\470501\PP-UNITS MAY2014\0178 APPENDIX I TO SUBSCRIPTION AGREEMENT TERMS AND CONDITIONS OF SUBSCRIPTION FOR UNITS OF ASANTE GOLD CORPORATION DATED: May 15, 2014 The person indicated as the subscriber on the front page of this Agreement (the "Subscriber") hereby unconditionally and irrevocably subscribes for and agrees to purchase the securities of the Issuer more particularly described in paragraph 1 below at the Purchase Price set out on the front page of this Agreement, upon and subject to the following terms and conditions: