Private Placement Transaction definition
Private Placement Transaction means a “limited offering” as defined from time to time in Rule 17j-l under the 1940 Act or any applicable successor provision. Currently, this means an offering exempt from registration under the Securities Act of 1933 pursuant to Section 4(2) or 4(6) or Rule 504, 505 or 506 under that Act, including hedge funds.
Private Placement Transaction means a “limited offering” as defined from time to time in Rule 17j-l under the 1940 Act or any applicable successor provision. Currently, this
Private Placement Transaction means a sale of Common Shares by the Company or the Successor Company to investors in a private placement pursuant to Sections 4(2) or 4(6) or Rule 504, 505 or 506 of the Securities Act
Examples of Private Placement Transaction in a sentence
Except as described in the Registration Statement, the Prospectus or the Prospectus Supplement, the Private Placement Transaction or pursuant to awards granted under Company Stock Plans, there are no options, warrants, restricted stock units, agreements, contracts or other rights in existence to purchase or acquire from the Company or any Subsidiary of the Company any shares of the capital stock of the Company or any Subsidiary of the Company.
More Definitions of Private Placement Transaction
Private Placement Transaction means that certain private placement of Senior Secured Convertible Notes (the “Notes”) and Warrant Agreements (the “Warrants”) entered into pursuant to the Securities Purchase Agreements dated January 28, 2019, which Notes and Warrants shall be convertible or exercisable, as applicable, into shares of the Company’s Common Stock.
Private Placement Transaction means a “limited offering” as defined from time to
Private Placement Transaction means a sale or distribution of Shares that is not subject to registration requirement under applicable securities laws (including Canadian Securities Laws, Section 5 of the Securities Act or comparable provisions of the securities laws of other countries).
Private Placement Transaction means that certain private placement transaction between Euroseas and certain private investors pursuant to that Securities Purchase Agreement, dated as of August 25, 2005.
Private Placement Transaction means the issuance by the Company of unregistered shares of Common Stock (and accompanying warrants exercisable for an equivalent number of shares of Common Stock) to be issued to certain accredited investors pursuant to the terms of a Securities Purchase Agreement entered into on even date herewith.
Private Placement Transaction means the transaction in which the Borrower receives a minimum of $15,000,000 in net proceeds from a sale of Series D Preferred stock of the Borrower, which transaction is satisfactory to the Bank.
Private Placement Transaction means the execution, delivery and performance of that certain Note Purchase Agreement, dated as of the Closing Date (the “Note Purchase Agreement”), by and among Borrower and the Purchasers (as defined therein) and the consummation of the transactions contemplated thereby (including the offer, issuance, sale, and delivery of the Notes).