Private Placement Securities definition

Private Placement Securities means the units, each consisting of one share of Common Stock and one warrant, and the warrants issued in the Private Placement.
Private Placement Securities means, collectively, the Private Placement Pre-Funded Warrants and the Private Placement Warrants (and, for the avoidance of doubt, excludes the shares of the Company’s common stock issuable upon exercise thereof).
Private Placement Securities means those units of PubCo issued to Sponsor pursuant to the Subscription Agreement, including the shares of Class A Common Stock of PubCo underlying such units, the warrants to purchase Class A Common Stock of PubCo underlying such units and the shares of Class A Common Stock of PubCo underlying such warrants.

Examples of Private Placement Securities in a sentence

  • The other accounts in which Private Placement Securities may be purchased are: any government plan; any collective trust fund consisting solely of retirement assets; or any stock bonus, pension, or profit sharing trust for any Lord Abbett Associate that meets the requirements for qualification under Section 401 of the Internal Revenue Code of 1986.

  • Any holdings of, and transactions in, Private Placement Securities remain subject to all other applicable preapproval and transaction and holding reporting requirements of the Code.

  • Preclearance of Private Placement Securities You cannot invest in securities offered to potential investors in a private placement without first obtaining prior approval.

  • PrecedentsThe Commission previously has issued orders permitting certain investment companies subject to regulation under the 1940 Act and their affiliated persons to co-invest in Private Placement Securities.

  • The Commission previously has issued orders permitting certain investment companies subject to regulation under the 1940 Act and their affiliated persons to co-invest in Private Placement Securities.


More Definitions of Private Placement Securities

Private Placement Securities means the 5,000,000 warrants of the Company (the “Private Placement Warrants”), each to purchase one share of Common Stock (including the underlying shares of Common Stock) issued to the Founder pursuant to the Founder’s Securities Purchase Agreement.
Private Placement Securities means securities that are exempt from registration under the Securities Act of 1933 pursuant to Section 4(2) or 4(6) or pursuant to Rule 504, Rule 505 or Rule 506 under the Securities Act of 1933.
Private Placement Securities means the Private Units (including the underlying Private Shares and Private Warrants) and the OTM Warrants (including the underlying Class A shares) underlying securities;
Private Placement Securities means the private units (including the underlying private shares and private warrants), the founder warrants, the $15 Exercise Price Warrants (including the underlying shares of Class A common stock) underlying securities and the Underwriter Units (including the underlying Underwriter Shares and Underwriter Warrants).
Private Placement Securities has the meaning specified in Section 11 hereof.
Private Placement Securities means those certain securities to be issued by the Company to investors in a Qualified Offering.
Private Placement Securities shall have the meaning given in the Preamble.