Private Equity Firm definition

Private Equity Firm has the meaning given the term ‘‘private equity fund’’ in section 13(h)(2) of the Bank Holding Company Act of 1956 (12 U.S.C. 1851(h)(2)). The private equity firm must have a place of business located in the United States and be created or organized in the United States, or under the law of the United States or of any State.
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Private Equity Firm means a partnership or entity that manages one or more Private Equity Funds and is: (i) named in ITEM 1 of the Declarations; or (ii) named as such by endorsement to this Liability Policy.
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Private Equity Firm means any Person who would hold at least ten percent (10%) of the Common Stock of the Company as a result of such investment, would serve or has a representative who would serve on the Company’s board of directors as a result of such investment, does not purchase any freely tradeable securities of the Company or securities convertible into freely tradeable securities of the Company, and is not actively trading any security that has been registered with the SEC or the issuer which is subject to the reporting requirements under the 1934 Act.
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Examples of Private Equity Firm in a sentence

  • Peter Schweizer, Inside the Shady Private Equity Firm Run by Kerry and Biden’s Kids, NEW YORK POST (Mar.

  • Fidelity Insurance shall be written on a Surety and Fidelity Association of America form, or a substantially equivalent form, determined in accordance with the Manager’s legal status: Form 14 if Manager is a Mutual or Hedge Fund or Private Equity Firm; Form 15 if a Real Estate Investment Trust or Broker-Dealer; Form 24 if a Bank or Trust Company or Form 25 if an Insurance Company.

  • Prior to AGM India Advisors Private Ltd., Mr. Bhandari was Managing Director of The View Group, an India-focused Private Equity Firm.

  • Frankel & Dan Keating, Eviction Filings and Code Complaints: What Happened When a Private Equity Firm Became One City’s Biggest Homeowner, WASH.

  • If no Private Equity Firm Entity is able to indemnify an Insured Person due to Financial Impairment, no retention shall apply.

  • If the Private Equity Firm, no later than sixty (60) days after such pooled investment vehicle’s Effective Date (1) gives written notice of such creation, sponsorship, marketing, capital raising or new engagement to the Company, and (2) provides any information reasonably required by the Company, then the Company may, in its sole discretion, provide coverage for such pooled investment vehicle by endorsement to this Policy for a period equal to the remainder of the Policy Period.

  • Private Equity Firm Buys Rights to Ecosystem Services of Guyana Rainforest.

  • If the Company pays as Loss any indemnification owed to any Insured Person by any Private Equity Firm Entity, the Company does not waive or compromise any of its rights to recover such Loss from such Private Equity Firm Entity.

  • If the Private Equity Firm fails to give such notice within the time specified in Subsection (B) above, or fails to pay the additional premium required by the Company, then coverage for such acquired or created entity and its Insured Persons shall terminate with respect to Claims first made more than sixty (60) days after such acquisition or creation.

  • Honor Finance, LLC was a limited liability company that was established by Private Equity Firm A in 2011, for the purpose of purchasing certain assets of Honor Finance Corporation.


More Definitions of Private Equity Firm

Private Equity Firm means a firm which: (i) have been established with the purpose of joint investment by 2 or more partners which are only Institutional Investor or High Net Worth Investor, provided that such establishment is not the manner of private trust; (ii) have assigned any person to manage portfolio of the firm; and (iii) have a policy to invest in any other business by entering into the investment agreement in shares or financial support creating the rights to obtain shares of such business and having also involved in supervising business plan, operating business or improving business operation or any other activity which reflect an active role in such business operation. In case of any changes in the above meaning, this defined term shall have the meaning specified in the relevant SEC Regulations in effect.
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Related to Private Equity Firm

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Wp means Watt Peak.

  • Private event means a social gathering or event attended

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Citigroup means Citigroup Global Markets Inc.

  • Private entity means any natural person, corporation, general partnership, limited liability company, limited partnership, joint venture, business trust, public benefit corporation, nonprofit entity, or other business entity.

  • QP means a “qualified purchaser” within the meaning of Section 2(a)(51) of the Investment Company Act.

  • Private Investment means a securities offering that is exempt from registration under certain provisions of the U.S. securities laws and/or similar laws of non-U.S. jurisdictions. It includes investments in hedge funds, private equity funds, limited partnerships, real estate, peer to peer lending clubs and private businesses.

  • KKR means each of Kohlberg Kravis Xxxxxxx & Co., L.P. and KKR Associates, L.P.

  • Ares has the meaning set forth in the preamble.

  • investment firm means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis;

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Strategic Investor means a Corporation, partnership or other entity engaged in one or more Telecommunications Businesses that has, or 80% or more of the Voting Stock of which is owned by a Person that has, an equity market capitalization, at the time of its initial Investment in the Company or in a Permitted Joint Venture with the Company, in excess of $2 billion.

  • Blackstone means collectively, The Blackstone Group L.P., a Delaware limited partnership, and any Affiliate thereof (excluding any natural persons and any portfolio companies of any Blackstone-sponsored fund).

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • MNRE means Ministry of New and Renewable Energy, Government of India;

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Warburg means Warburg Pincus Private Equity VIII, L.P.

  • Company U.S. Counsel means XxXxxxxxx Will & Xxxxx LLP, with offices located at 000 Xxxxxxx Xxxxxx, Xxx Xxxx, XX 00000-0000.

  • Investment Strategy is the processes and policies implemented by the Investment Manager for pursuing a particular investment objective managed by an Investment Team.

  • Investment Client means (i) any investment company registered as such under the Investment Company Act, any series thereof, or any component of such series for which the Adviser acts as investment adviser; or (ii) any private account for which the Adviser acts as investment adviser.

  • Co-Lead Counsel means the firms of Xxxxxx Xxxxxxx LLP, and Xxxxxxxxxx Xxxxxxx LLP.

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Carlyle means Carlyle Investment Management, LLC.

  • Private Exchange shall have the meaning set forth in Section 2.1 hereof.