Principal Underwriters definition

Principal Underwriters means Equitable Advisors, LLC and Equitable Distributors, LLC.
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Principal Underwriters means the Lead Underwriter and the Joint Lead Underwriters collectively. “RMB” means Renminbi Yuan, if not specifically indicated. “SGX-ST” means Singapore Exchange Securities Trading Limited. “Shanghai Clearing House” means Inter-bank Market Clearing House Co., Ltd. “SIBs” means banks incorporated in Singapore. “S$” means Singapore dollars, the official currency of Singapore. “Underwriter(s)” means one or a number of or all of the institutions responsible for underwriting the Bonds (as the context requires). “Underwriting Agreement” means the underwriting agreement relating to the United Overseas Bank Limited 2024 Renminbi Bonds (Series 1) to be entered into between the Issuer and the Principal Underwriters and any supplemental agreement as may be entered into from time to time. “Underwriting Syndicate” means the syndicate organised by the Principal Underwriters for underwriting the Bonds and comprises the Principal Underwriters and other members of the Underwriting Syndicate. “U.S.$” or “USD” means U.S. dollars, the official currency of the United States of America.
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Principal Underwriters means Bank of China Limited, China Securities Co., Ltd. and
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Examples of Principal Underwriters in a sentence

  • In connection with the Principal Underwriter's acceptance of employment hereunder, the Principal Underwriter hereby agrees and covenants for itself and on behalf of its Affiliates that neither the Principal Underwriter nor any of its Affiliates shall replace or seek to replace any Essential Person or cause to be replaced any Essential Person, in each case without first consulting with the Board of Trustees of the Fund in a timely manner.

  • The Parties agree and acknowledge that the Principal Underwriters will continue to perform the principal underwriter function for the Novated Contracts.

  • Such records shall also be available upon reasonable prior notice, during normal business hours for inspection by any governmental agency or self-regulatory organization that has regulatory authority over Principal Underwriter's business activities.

  • In connection with the Principal Underwriter's employment hereunder, the Principal Underwriter hereby agrees to distribute the Shares through brokers, dealers and other agents of Dean ▇▇▇▇▇▇ ▇▇▇tributors, Inc.

  • Principal Underwriter's determination of the charges hereunder shall be conclusive as between the parties, except that if Insurance Company objects to any such determination, it shall so advise Principal Underwriter in accordance with Section 19(i) hereof within thirty (30) days of receipt of notice of said determination.

  • The Trustees shall have full power to provide for the issuance and the distribution of Shares by the Trust directly or through one or more Principal Underwriters, or both, or otherwise, including pursuant to one or more distribution plans of any kind.

  • Principal Underwriter's determination of the charges hereunder shall be conclusive as between the parties, except that if Insurance Company objects to any such determination, it shall so advise Principal Underwriter in accordance with Section 18(j) hereof within thirty (30) days of receipt of notice of said determination.

  • The Trustees shall have full power to provide for the issuance and the distribution of Shares by the Fund directly or through one or more Principal Underwriters, or both, or otherwise, including pursuant to one or more distribution plans of any kind.

  • Broker shall comply with Principal Underwriter's terms of use, policies and procedures with respect to use of Principal Underwriter electronic systems and databases providing access to Customer Information by Broker, its employees and Representatives, and shall promptly report to Principal Underwriter any actual or suspected breach of security related to such systems and databases of which it becomes aware.

  • Principal Underwriter shall make available written guidelines of Principal Underwriter's position with respect to the acceptability of replacements (the "Replacement Guidelines"), which Replacement Guidelines may be amended at any time by Principal Underwriter in its sole discretion.


More Definitions of Principal Underwriters

Principal Underwriters means Lead Underwriter and Joint Lead Underwriters “Programme” means the Renminbi Bonds Issuance Programme of Crédit Agricole S.A., under which the Issuer may, from time to time for a period of two years from the date of the PBOC Approval, issue Renminbi-denominated bonds in an aggregate principal amount of up to RMB10 billion “Regional Banks” means Caisses Régionales de Crédit Agricole Mutuel, as defined by the French Monetary and Financial Code “Regulated Entity” means any entity referred to in Section I of Article L.613-34 of the French Monetary and Financial Code as modified by the BRRD Implementation Decree Laws, which includes certain credit institutions, investment firms, and certain of their parent or holding companies established in France “Regulation S” means Regulation S under the U.S. Securities Act, as amended from time to time “Relevant Regulator” means the ECB and any successor or replacement thereto, or other authority having primary responsibility for the prudential oversight and supervision of the Issuer “Relevant Resolution Authority” means the ACPR, the Single Resolution Board established pursuant to the SRM and/or any other authority entitled to exercise or participate in the exercise of the Statutory Loss Absorption Powers from time to time (including the Council of the European Union and the European Commission when acting pursuant to Article 18 of the SRM) “Senior Non- Preferred Obligations” means any obligations or other instruments issued by the Issuer which fall or are expressed to fall within the category of obligations described in Articles L.613-30-3-I-4 and R.613-28 of the French Monetary and Financial Code
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