Principal Market Maker definition

Principal Market Maker means a dealer in Government Obligations or other securities Collateral of recognized national standing;
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Examples of Principal Market Maker in a sentence

  • See, e.g., Coffee, Sugar & Cocoa Exchange (‘‘CSCE’’) Registered Market Maker Program (approved by theCommission on April 30, 1991); Chicago Board of Trade (‘‘CBOT’’) Modified Market Maker Program for the Wilshire Small Cap Index Future Contract (allowed into effect without prior Commissionapproval on June 18, 1993); CME Principal Market Maker Program (approved by the Commission on April 10, 1995); NYMEX Specialist Market Maker Program (approved by the Commission on July 8, 1998).

  • Agent Principal Market Maker Total Change YoY Total Change YoY 1996 Total 40.04%23.71%36.25% 95,492- 1997 Total 44.64%23.30%32.06% 72,632-23.94% 15,900 1998 Total 48.07%21.57%30.36% 55,492-23.60% 14,372-9.62%1999 Total 47.18%26.33%26.49% 134,707142.75% 23,68064.77%2000 Total 40.57%29.61%29.82% 160,19818.92% 26,05110.01%2001 Total 40.41%25.25%34.34% 123,748-22.75% 16,058-38.36%2002 Total 44.84%21.45%33.71% 236,79891.36% 17,1977.09% 2003 1 .

  • See, e.g., Coffee, Sugar & Cocoa Exchange ("CSCE") Registered Market Maker Program (approved by the Commission on April 30, 1991); Chicago Board of Trade ("CBOT") Modified Market Maker Program for the Wilshire Small Cap Index Futures Contract (allowed into effect without prior Commission approval on June 18, 1993); CME Principal Market Maker Program (approved by the Commission on April 20, 1995); NYMEX Specialist Market Maker Program (approved by the Commission on July 8, 1998).

  • Agent Principal Market Maker Total Change YoY Total Change YoY 1998 Total 48.59%12.11%39.30% 13,113 439 1999 Total 55.84%25.64%18.52% 20,30254.82% 969120.62%2000 Total 39.37%32.95%27.68% 20,6141.54% 946-2.39%2001 Total 36.25%34.15%29.60% 23,56514.32% 878-7.24%2002 Total 50.50%26.63%22.87% 38,01261.31% 9154.19% 2003 1 .

  • Coffee Sugar & Cocoa Exchange Registered Market Maker Program (approved by the Commission on April 30, 1991); Chicago Board of Trade Modified Market Maker Program for theWilshire Small Cap Index Futures Contract (allowed into effect without prior Commission approval on June 18, 1993); Chicago Mercantile Exchange Principal Market Maker Program(approved by the Commission on April 20, 1995); New York Mercantile Exchange Specialist Market Maker Program (approved by the Commission on July 8, 1998).

  • Nuclear power and renewable energy are assumed to have no GHG emissions during operation; there is literature on non-zero life cycle GHG emissions (GEA, 2012), but the other technologies do not factor in up- and down-stream emissions either.

  • Agent Principal Market Maker Total Change YoY Total Change YoY 1997 Total 18.46%28.97%52.57% 18,969 5,943 1998 Total 44.41%14.92%40.68% 113,650499.14% 8,14837.11%1999 Total 42.66%21.80%35.54% 123,2738.47% 9,39615.32%2000 Total 40.04%23.86%36.10% 119,945-2.70% 9,8715.06%2001 Total 34.75%24.60%40.64% 114,822-4.27% 7,386-25.17%2002 Total 36.99%24.41%38.60% 128,01211.49% 5,918-19.88% 2003 1 .

Related to Principal Market Maker

  • Principal Market means the Nasdaq National Market, the Nasdaq SmallCap Market, the American Stock Exchange, the OTC Bulletin Board or the New York Stock Exchange, whichever is at the time the principal trading exchange or market for the Common Stock.

  • Reference Market-Maker means a leading dealer in the relevant market that is selected in a commercially reasonable manner and is not an affiliate of either party.

  • Reference Market-makers means four leading dealers in the relevant market selected by the party determining a Market Quotation in good faith (a) from among dealers of the highest credit standing which satisfy all the criteria that such party applies generally at the time in deciding whether to offer or to make an extension of credit and (b) to the extent practicable, from among such dealers having an office in the same city.

  • Market Maker means a broker or dealer permitted by the SEHK to act as such by making a market for the Units in the secondary market on the SEHK.

  • Trading Market means any of the following markets or exchanges on which the Common Stock is listed or quoted for trading on the date in question: the NYSE American, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market or the New York Stock Exchange (or any successors to any of the foregoing).

  • Individual market means the market for health insurance coverage offered to individuals other than

  • Eligible Market means The New York Stock Exchange, the NYSE Amex, the Nasdaq Global Select Market, the Nasdaq Global Market, the Nasdaq Capital Market or the Principal Market.

  • Principal Trading Market means the Trading Market on which the Common Stock is primarily listed on and quoted for trading, which, as of the date of this Agreement and the Closing Date, shall be the Nasdaq Capital Market.

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • JOBURG MARKET means Johannesburg Fresh Produce Market (SOC) Limited (trading as Joburg Market), a corporatized municipal entity incorporated in terms of the laws of the RSA under registration number 2000/023383/07 and with VAT registration number 4840195038, with its domicilium citandi et executandi situated at The Office of the CEO, 3rd Floor, Main Building, Joburg Market, 4 Fortune Road (off Heidelberg Road), City Deep, 2049, Johannesburg.

  • Portal Market means The Portal Market operated by the National Association of Securities Dealers, Inc. or any successor thereto.

  • NYSE means the New York Stock Exchange.

  • NASDAQ means The Nasdaq Stock Market, Inc.

  • Bulletin Board means the Over-the-Counter Bulletin Board.

  • OTC means Over-the-Counter.

  • Trading means and includes subscribing, buying, selling, dealing, or agreeing to subscribe, buy, sell, deal in any securities, and "trade" shall be construed accordingly.

  • Nasdaq Stock Market means The Nasdaq Stock Market, Inc.

  • NASD means the National Association of Securities Dealers, Inc.

  • OTCBB means the Over-The-Counter Bulletin Board.

  • Nasdaq National Market means the National Association of Securities Dealers Automated Quotation National Market or any successor national securities exchange or automated over-the-counter trading market in the United States.

  • Market Making means the continuous tender of two-way quotes by a Market Maker i.e. Bid Price and Offer Price for the purchase and sale of the equity securities of GC;

  • Subsequent Market means the New York Stock Exchange, American Stock Exchange, Nasdaq SmallCap Market or Nasdaq National Market.

  • Relevant Stock Exchange for the Fund means the primary exchange or quotation system on which shares (or other applicable securities) of the Fund are traded, as determined by the Calculation Agent.

  • Primary Market means on any of (a) the American Stock Exchange, (b) New York Stock Exchange, (c) the Nasdaq Global Select Market, (d) the Nasdaq Global Market, (e) the Nasdaq Capital Market, or (e) the Over-the-Counter Bulletin Board (“OTCBB”)

  • OTC Bulletin Board means the over-the-counter electronic bulletin board.

  • Target Market “Investment Areas”; and “Targeted Populations” have the meanings ascribed to such terms in 12 C.F.R. 1805.104.