Principal firm definition
Principal firm means a firm who engages a subagent to provide brokerage services in a transaction.
Principal firm means a firm that engages a subagent to provide brokerage services in a transaction.
Principal firm means an intermediary firm which engages with, controls, co-ordinates and operates with product providers through, a network of Appointed Representatives;
Examples of Principal firm in a sentence
All information will be held indefinitely for the purpose of complaints administration and meeting its obligations as Principal firm as required under the Financial Services and Markets Act as amended from time to time.
More Definitions of Principal firm
Principal firm means a firm or company registered as such under our articles and Bylaws.
Principal firm means a firm who engages a sub- agent to provide brokerage services in a transaction.
Principal firm means a firm who engages a