Examples of Personal Securities Transactions in a sentence
Accordingly, you must comply with the policies and procedures set forth in this Code under the heading Personal Securities Transactions.
All Personal Securities Transactions by Employees must be reported under the Code with a few limited exceptions set forth below.
This Code of Ethics (this “Code”) sets out standards of conduct to help PIMCO’s directors, officers and employees (each, an “Employee” and collectively, the “Employees”)1 avoid potential conflicts that may arise from their actions and their Personal Securities Transactions.
Please note that Personal Real Estate Investment Transactions that constitute Private Placements are Personal Securities Transactions and must be pre-cleared and receive prior approval in accordance with Section III.C of the Code.
All Personal Securities Transactions in Covered Securities must be reported in the next quarterly transaction report after the transaction is effected.