Personal Account means any account owned by, or in the name of, an OppenheimerFunds Employee or Access Person in which Securities may be held or any such account in which an Employee (including an Access or Investment Person) has a Beneficial Interest.
Personal Account means any account in which a Covered Person has any beneficial ownership.
Personal Account means any account in which Securities may be held that is owned by, or in the name of, an Employee, an Employee’s Domestic Partner or Family Member or any such account in which an Employee, an Employee’s Domestic Partner or Family Member has a Beneficial Interest or over which an Employee, an Employee’s Domestic Partner or Family Member may exercise investment discretion.
Examples of Personal Account in a sentence
Account statements are not required if a Personal Account does not have the ability to hold Securities (i.e., a traditional checking account).
A Personal Account of an Access Person that is managed by another Access Person is considered to be a Personal Account only of the Access Person who has a Beneficial Ownership in the Personal Account.
Purchases of Securities in a Personal Account that result from the exercise of rights acquired from an issuer as part of a pro rata distribution to all holders of a class of Securities of such issuer and the sale of such rights.
Upon the opening of an account, an automated Personal Account Information Form must be completed and submitted to Personal Trading Compliance.
The account is considered to be a client account with respect to the Access Person managing the Personal Account.
More Definitions of Personal Account
Personal Account means any account owned by, or in which a Beneficial Interest is owned, in the name of an OFI Employee or Access Person or any account in which an Employee or Access Person has any direct or indirect Beneficial Interest.
Personal Account means (a) any securities account in which an Access Person has "beneficial ownership" (as described in Exhibit A), including certain accounts of family members and other related accounts, or (b) any account over which the Access Person (or any member of the Access Person's immediate family sharing the same household, except as exempted under Section 6.2) has direct or indirect influence or control with respect to the purchase or sale of individual securities. See Exhibit A for a fuller explanation and examples of situations involving beneficial ownership. Unless otherwise specified, the provisions of this Code applicable to transactions by Access Persons are applicable to transactions in their Personal Accounts.
Personal Account means an Account used primarily for personal, family, or household purposes.
Personal Account means every account for which an Access Person may directly or indirectly influence or control the investment decisions of the account and otherwise be deemed to have Beneficial Ownership. This typically includes, but may not be limited to, accounts of (a) any Access Person, (b) the spouse of such Access Person, (c) any children living in the same household of such Access Person, and/or (d) any other person residing in the same household of such Access Person, if such Access person has a beneficial interest in such account(s). Each of the above accounts is considered a personal account of the Access Person.
Personal Account means any account used for the purchase and sale of securities in which an Employee has a direct or indirect Beneficial Ownership.
Personal Account means each and every account (other than an account for the benefit of any of the Adviser’s clients) for which an Employee or Access Person has a beneficial interest or influences or controls the investment decisions. An account for the benefit of any of the following will be presumed to be a Personal Account unless the Employee or Access Person makes a required certification and the Adviser agrees in writing: • An Employee or Access Person; • The spouse of an Employee or Access Person; • Any child under the age of 22 of an Employee or Access Person, whether or not residing with the Employee or Access Person; • Any other dependent of an Employee or Access Person residing in the same household with the Employee or Access Person; and • Any other account in which an Employee or Access Person has a beneficial interest. For example, an account for a Trust, estate, partnership or closely held corporation in which the Employee or Access Person has a beneficial interest.
Personal Account means any account that may hold Covered Securities: