Objectives and Strategies definition

Objectives and Strategies means (i) with respect to any Regulated Fund other than a BDC Downstream Fund, its investment objectives and strategies, as described in its most current registration statement on Form N-2, other current filings with the Commission under the Securities Act or under the Securities Exchange Act of 1934, as amended, and its most current report to stockholders, and (ii) with respect to any BDC Downstream Fund, those investment objectives and strategies described in its disclosure documents (including private placement memoranda and reports to equity holders) and organizational documents (including operating agreements).

Objectives and Strategies means a Regulated Fund’s investment objectives and strategies, as described in the Regulated Fund’s registration statement on Form N-2, other filings the Regulated Fund has made with the Commission under the 1933 Act, or under the Securities Exchange Act of 1934, as amended, and the Regulated Fund’s reports to shareholders.

Objectives and Strategies means a Regulated Fund’s investment objectives and strategies, as described in its most current registration statement on Form N-2, other current filings with the Commission under the Securities Act of 1933 (the “Securities Act”) or under the Securities Exchange Act of 1934, as amended, and its most current report to stockholders.

Examples of Objectives and Strategies in a sentence

• Each Regulated Fund and BDC Downstream Fund has its own Objectives and Strategies and may have its own Board-Established Criteria, the implementation of which depends on the specific circumstances of the entity’s portfolio at the time an investment opportunity is presented.

• Applicants represent that, if the requested Order is granted, the investment advisory personnel of the Advisers to the Regulated Funds will be charged with making sure they identify, and participate in this process with respect to, each investment opportunity that falls within the Objectives and Strategies and Board-Established Criteria of each Regulated Fund.

• At the top of page 3, in Investment Objectives and Strategies, the disclosure states The Fund may invest up to 20% of its managed assets in all types of equity securities [emphasis added].

• The Advisers will establish, maintain and implement policies and procedures reasonably designed to ensure that each Adviser is promptly notified of all Potential Co-Investment Transactions that fall within the then-current Objectives and Strategies and Board-Established Criteria of any Regulated Fund the Adviser manages.

• BDC I’s Objectives and Strategies are to generate current income and capital appreciation primarily through debt investments.

More Definitions of Objectives and Strategies

Objectives and Strategies means the Regulated Entity’s investment objectives and strategies, as described in the Regulated Entity’s registration statement on Form N-2, other filings the Regulated Entity has made with the Commission under the Securities Act of 1933, as amended (the “1933 Act”), or under the Securities Exchange Act of 1934, as amended, and the Regulated Entity’s reports to stockholders.

Objectives and Strategies. ’ means (i) with respect to any Regulated Fund, its investment objectives and strategies, as described in its most current filings with the Commission under the Securities Act of 1933 (‘‘Securities Act’’) or under the Securities Exchange Act of 1934, and the Act, and its most current report to stockholders.

Objectives and Strategies. ’ means the Company’s investment objectives and strategies, as described in the Company’s registration statement on Form N–2, other filings the Company has made with the Commission under the Securities Act of 1933, as amended (the ‘‘1933 Act’’), or under the Securities and Exchange Act of 1934, as amended, and the Company’s reports to shareholders.

Objectives and Strategies means an Investing BDC’s investment objectives and strategies, as described in the Investing BDC’s registration statement on Form N-2, other filings the Investing BDC has made with the Commission under the Securities Act of 1933, as amended (the “1933 Act”), or under the 1934 Act, as amended, and the Investing BDC’s reports to stockholders.

Objectives and Strategies. ’ means, with respect to a Regulated Fund (defined below), the investment objectives and strategies of such Regulated Fund, as described in such Regulated Fund’s registration statement, other filings the Regulated Fund has made with the Commission under the Act, Securities Act of 1933 (the ‘‘1933 Act’’), or under the Securities Exchange Act of 1934, or in the Regulated Fund’s reports to stockholders.

Objectives and Strategies means the Company’s investment objectives and strategies, as described in the Company’s registration statement on Form N-2, other filings the Company has made with the Commission under the 1933 Act or under the 1934 Act, and the Company’s reports to stockholders.

Objectives and Strategies means a Regulated Fund’s investment objectives and strategies, as described in the Regulated