Examples of NYSE Rule in a sentence
The fact that the European Communities argued this claim in its First written submission cannot cure the absence of a sufficiently specified claim in the Panel request."287 190.
The Code of Ethics Office sends a NYSE Rule 407/FINRA Rule 3050 Letter to the broker-dealer requesting these documents.
Limitations on trading during significant market fluctuations imposed pursuant to NYSE Rule 80B or any applicable rule or regulation enacted or promulgated by the NYSE, any other exchange, trading system, or market, any other self regulatory organization or the Securities and Exchange Commission of similar scope or as a replacement for Rule 80B, may be considered material.
Suitability Trading in the Shares of a Fund on NYSE Arca, NYSE, NYSE American and NYSE National will be subject to the provisions of NYSE Arca Rule 9.2E(a)-(b), NYSE Rule 2111 - Suitability, NYSE American Rule 2111 - Equities and NYSE National Rule 11.2111 - Suitability, respectively, and other applicable suitability rules.
If exchanges indicate that trading, although delayed, will open for a given day, S&P will begin index calculation when the exchanges open.Market Disruption Intraday:(i) If exchanges indicate that trading will not resume for a given day, the index level will be calculated using prices determined by the exchanges based on NYSE Rule 123C.
Equity Research Analysts employed by the companies jointly referred as Credicorp Capital, are not registered/ qualified as research analysts under FINRA/NYSE rules, are not registered representatives of Credicorp Capital, LLC and may not be subject to NASD Rule 2711 and NYSE Rule 472 restrictions on communications with covered companies, public appearances, and trading securities held by a research analyst account.
Chief Compliance Officer will direct the brokerage or bank to send duplicate statements and confirms to BHMS pursuant to this Code and NYSE Rule 407.
Rule 1101(f) notwithstanding, in the event that a market-wide trading halt occurs in the US equity market ( See, e.g., NYSE Rule 7.12) trading in the LB5Contract shall halt.
Rule 1102(f) notwithstanding, in the event that a market-wide trading halt occurs in the US equity market ( See, e.g., NYSE Rule 7.12) trading in the B5 Contract shall halt.
If exchanges indicate that trading, although delayed, will open for a given day, S&P will begin index calculation when the exchanges open.Market Disruption Intraday:(i) If exchanges indicate that trading will not resume for a given day, the S&P 500® Index level will be calculated using prices determined by the exchanges based on NYSE Rule 123C.