Examples of NP 11-202 in a sentence
Section 3.5 of NP 11-202 gives guidance on the process for, and considerations leading to, a discretionary change in principal regulator for a prospectus filing subject to Part 3 of the Instrument.
A term used in this policy and that is defined in NP 11-202, NP 11-203, NP 11-204, NP 11-205 and NP 11-206 has the same meaning as in those national policies.
An issuer may still seek a confidential pre-file interpretation of only a certain aspect of the prospectus under NP 11-202.
NP 11-202 sets out the process for making a waiver application for a prospectus filing subject to Part 3 of the Instrument.
If the principal regulator determines, upon review, that the prospectus involves a novel and substantive issue, or raises a novel policy concern, the principal regulator will follow the procedures set out in subsections 8.2 (4) and (5) of NP 11-202 (which set out how non-principal regulators may become involved in these situations).