Nomura definition

Nomura means Nomura Securities International, Inc.
Nomura shall have the meaning given in the Recitals hereto.
Nomura. Nomura Credit & Capital, Inc., or its successor in interest.

Examples of Nomura in a sentence

  • The Group Integrated Risk Management Committee shall analyze the risk management status of the entire Nomura Group based on the report and take appropriate measures to establish the most suitable risk management structures for the business.

  • They shall also maintain a reporting structure that governs reporting with respect to Nomura Group directors, executives, and employees.

  • The Company shall install Compliance Managers, etc., or other persons responsible for compliance, in each company within the Nomura Group to take corrective action against cases regarding any conduct considered questionable in light of social ethics or social justice and to thoroughly ensure that business activities undertaken by employees are based on a law-abiding spirit and social common sense, thereby promoting execution of duties in accordance with laws and regulations.

  • Executive Officers shall put into place a “Compliance Hotline” as a channel through which employees can, with regard to conduct in the Nomura Group that may be questionable based on compliance with laws and regulations, etc., including matters concerning accounting or accounting audits, report such conduct directly to the person appointed by the Board of Directors.

  • Any order from any regulatory authority or other facts that may potentially cause the Nomura Group to incur a significant loss.


More Definitions of Nomura

Nomura means Nomura International (Hong Kong) Limited, an institution licensed to carry out Type 1 (dealing in securities), Type 2 (dealing in futures contracts), Type 4 (advising on securities), Type 5 (advising on futures contracts) and Type 6 (advising on corporate finance) regulated activities under the SFO, a financial adviser to WHB in relation to the Offers;
Nomura shall have the meaning set forth in Section 9.2(b).
Nomura means Nomura Corporate Funding Americas, LLC and its successors.
Nomura has the meaning assigned to such term in the preamble to this Agreement.
Nomura means Nomura Asset Capital Corporation, a Delaware corporation.
Nomura shall have the meaning given in the Preamble.
Nomura means Nomura Securities International, Inc.;