NI 31-103 definition

NI 31-103 means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations;

NI 31-103 means National Instrument 31-103 – “Registration Requirements, Exemptions and Ongoing Registrant Obligations”;

NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions;

Examples of NI 31-103 in a sentence

• All references in this Companion Policy to sections, Parts and Divisions are to NI 31-103, unless otherwise noted.

• Any specific guidance on sections in NI 31-103 follows any general guidance.

• This Companion Policy sets out how the Canadian Securities Administrators (the CSA or we) interpret or apply the provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and related securities legislation.

• See Appendix B for a list of some terms that are not defined in NI 31-103 or this Companion Policy but are defined in other securities legislation.

• Disclosure and notices Delivering disclosure and notices to the principal regulator Under section 1.3, registrants must deliver all disclosure and notices required under NI 31-103 to the registrant’s principal regulator.

More Definitions of NI 31-103

NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions; “NI 33-109” means National Instrument 33-109 Registration Information;

NI 31-103 means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations of the Canadian Securities Administrators;

NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions; (NC 31-103)

NI 31-103 means National Instrument 31-103 - Registration Requirements, Exemptions and Ongoing Registration Requirements.

NI 31-103 means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations under the Securities Act;

NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions of the Canadian Securities Administrators;

NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions; “participant dealer” means a marketplace participant that is an investment dealer.