NI 31-103 definition

NI 31-103 means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations;
NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions;
NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions; “NI 33-109” means National Instrument 33-109 Registration Information;

Examples of NI 31-103 in a sentence

  • Any specific guidance on sections in NI 31-103 follows any general guidance.

  • All references in this Companion Policy to sections, Parts and Divisions are to NI 31-103, unless otherwise noted.

  • These firms cannot rely on the exemptions in Part 9 unless they are complying with the corresponding SRO provisions specified in NI 31-103.

  • The guidance for Part 6 relates to requirements under both securities legislation and NI 31-103.

  • Unless defined in NI 31-103, terms used in NI 31-103 and in this Companion Policy have the meaning given to them in the securities legislation of each jurisdiction or in National Instrument 14-101 Definitions.


More Definitions of NI 31-103

NI 31-103 means National Instrument 31-103 Registration Requirements. (NC 31-103)
NI 31-103 means National Instrument 31-103 - Registration Requirements, Exemptions and Ongoing Registration Requirements.
NI 31-103 means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations of the Canadian Securities Administrators;
NI 31-103 means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations under the Securities Act;
NI 31-103 means National Instrument 31‐103 Registration Requirements, Exemptions and Ongoing Registrant Obligations;
NI 31-103 means National Instrument 31-103 “Registration Requirements, Exemptions and Ongoing Registrant Obligations” promulgated by the Canadian Securities Administrators;