NI 31-103 definition

Examples of NI 31-103 in a sentence

  • Specifically, and as further outlined in Part 13, Division 2 of the Proposed Amendments to NI 31-103 published today for comment, we are proposing rule amendments that will require both registered firms and their representatives to address all existing and reasonably foreseeable conflicts of interest in the best interest of a client.

  • A term defined or interpreted in National Instrument 14-101 Definitions, National Instrument 21-101 Marketplace Operation, or NI 31-103 and used in this Instrument has the respective meaning ascribed to it in National Instrument 14-101 Definitions, National Instrument 21-101 Marketplace Operation or NI 31-103.


More Definitions of NI 31-103

NI 31-103 means National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations of the Canadian Securities Administrators;
NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions; “NI 33-109” means National Instrument 33-109 Registration Information;
NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions; (NC 31-103)
NI 31-103 means National Instrument 31-103 - Registration Requirements, Exemptions and Ongoing Registration Requirements.
NI 31-103 means National Instrument 31-103 Registration Requirements and Exemptions; “participant dealer” means a marketplace participant that is an investment dealer.