NASDAQ SMALLCAP MARKET definition

NASDAQ SMALLCAP MARKET has the meaning ascribed thereto in Rule 4200(t) of the NASDAQ.
NASDAQ SMALLCAP MARKET means the SmallCap Market System of the National Association of Securities Dealers Automated Quotations System.
NASDAQ SMALLCAP MARKET has the meaning ascribed thereto in Rule 4200(t) of the NASDAQ. NEW COMMON STOCK -- is defined in Preliminary Statement A. NOTE AND STOCK PURCHASE AGREEMENT -- is defined in Preliminary Statement B. NOTES -- is defined in Preliminary Statement B. NOTICE OF SALE -- is defined in Section 1.2. OTHER STOCKHOLDERS -- means and includes the Initial Stockholders and all other holders of the Parent Common Stock other than:

Examples of NASDAQ SMALLCAP MARKET in a sentence

  • BASED ON THE FORGOING, THE PANEL DETERMINED TO CONTINUE THE LISTING OF THE COMPANY'S SECURITIES ON THE NASDAQ SMALLCAP MARKET PURSUANT TO THE FOLLOWING EXCEPTION: ON OR BEFORE MAY 28, 2004, THE COMPANY MUST SUBMIT DOCUMENTATION TO NASDAQ EVIDENCING THAT A HEARING BEFORE THE BANKRUPTCY COURT WAS HELD IN CONNECTION WITH THE DISCLOSURE STATEMENT FILED WITH THAT COURT ON APRIL 26, 2004.

  • The purchase price for the Shares shall be $1.792 per Warrant Share [EQUAL TO 100% OF THE FAIR MARKET VALUE OF THE COMPANY'S COMMON STOCK ON THE DATE HEREOF, BASED ON THE AVERAGE CLOSING SALE PRICE OF THE COMMON STOCK ON THE NASDAQ SMALLCAP MARKET FOR THE 5 MOST RECENT TRADING DAYS PRIOR TO THE DATE HEREOF], as adjusted from time to time pursuant to Section 8 hereof (the "Exercise Price").

  • IN ORDER TO FULLY COMPLY WITH THE TERMS OF THIS EXCEPTION, THE COMPANY MUST BE ABLE TO DEMONSTRATE COMPLIANCE WITH ALL REQUIREMENTS FOR CONTINUED LISTING ON THE NASDAQ SMALLCAP MARKET.

  • CONTINUED LISTING ON NASDAQ SMALLCAP MARKET In June 2002, the NASDAQ approved our transition from the NASDAQ National Market System to the NASDAQ SmallCap Market.

  • IN ADDITION, ON OR BEFORE JUNE 30, 2004, THE COMPANY MUST SUBMIT DOCUMENTATION TO NASDAQ EVIDENCING CONFIRMATION OF THE PLAN OF REORGANIZATION BY THE BANKRUPTCY COURT, THE COMPANY'S EMERGENCE FROM BANKRUPTCY AS WELL AS THE COMPANY'S COMPLIANCE WITH ALL REQUIREMENTS FOR CONTINUED LISTING ON THE NASDAQ SMALLCAP MARKET, BUT FOR THOSE DEFICIENCIES FOR WHICH THE COMPANY HAS BEEN GRANTED A "GRACE" PERIOD WITHIN WHICH TO REGAIN COMPLIANCE.


More Definitions of NASDAQ SMALLCAP MARKET

NASDAQ SMALLCAP MARKET has the meaning ascribed thereto in Rule 4200(t) of the NASDAQ. Note Agreement - means the Note Agreement, of even date herewith, among the Company and the Purchasers, pursuant to which the Notes are governed. Notes - means each of the 14.50% Senior Subordinated Notes due June 30, 2005 of the Company issued pursuant to the Note Agreement. Other Stockholders - means and includes, at any time, all holders of Issuable Shares at such time (other than the holders of Purchaser Shares). Parent - the introductory paragraph.
NASDAQ SMALLCAP MARKET means the National Association of Securities Dealers Automated Quotation SmallCap Market or any successor national securities exchange or automated over-the-counter trading market in the United States.
NASDAQ SMALLCAP MARKET means the electronic interdealer quotation system operated by Nasdaq Stock Market, Inc.
NASDAQ SMALLCAP MARKET has the meaning ascribed thereto in Rule 4200(a) of the NASDAQ.
NASDAQ SMALLCAP MARKET has the meaning ascribed thereto in Rule 4200(t) of the NASDAQ. NOTE AGREEMENT - means the Note Agreement, of even date herewith, among the Company, Albion Alliance Mezzanine Fund II, L.P., IBJ Whitehall Bank & Trust Company and Exeter Capital Partners IV, L.P., pursuant to which the Notes are governed. NOTES - means each of the 14.50% Series B Senior Subordinated Notes due June 30, 2005 of the Company issued pursuant to the Note Agreement.
NASDAQ SMALLCAP MARKET means a tier of the electronic securities market operated by The Nasdaq Stock Market, Inc. that is comprised of competing market makers whose trading is supported by a communications network linking them to quotation dissemination, trade reporting and order execution systems, which tier is comprised of securities that meet the requirements of and are authorized as "Nasdaq SmallCap Market" securities (as defined under the regulations promulgated by the National Association of Securities Dealers).
NASDAQ SMALLCAP MARKET means the Nasdaq SmallCap Market of The Nasdaq Stock Market, Inc., a wholly owned subsidiary of the National Association of Securities Dealers, Inc.