MiFID Regulations definition

MiFID Regulations means S.I. No. 375 of 2017 European Union (Markets

MiFID Regulations means the European Communities (Markets in Financial Instruments)

MiFID Regulations means the European Union (Markets in Financial Instruments) Regulations 2017, which transposed Directive 2014/65/EU (MiFID II), and reference to the MiFID Regulations herein includes Regulation (EU) No 600/2014 (MiFIR) and MiFID II and any Rules made thereunder;

Examples of MiFID Regulations in a sentence

• The 2017 MiFID Regulations contain a “safe-harbour” for non-EU investment firms, however, services to ‘retail clients’ (as defined in MiFID II) are excluded.

• The 2017 MiFID Regulations contain a licensing “safe harbour” for non-EU investment firms, however, services to ‘retail clients’ and ‘elective professional clients’ (as defined in MiFID II) are excluded.

• In the light of our business model, we wish to advise that if you have been categorized as a Professional Client we generally do not consider that we execute orders on your behalf within the meaning of the MiFID Regulations in the following circumstances and therefore do not owe you a best execution obligation to provide you with the best possible result.

• If you are incorporated or a resident in an EU Member State, we owe a duty of best execution when we execute orders on your behalf under the MiFID Regulations.

• The 2017 MiFID Regulations contain a “safe harbour” for non EU investment firms, however, services to ‘retail clients’ and ‘elective professional clients’ (as defined in MiFID II) are excluded.

More Definitions of MiFID Regulations

MiFID Regulations means the European Union (Markets in Financial Instruments) Regulations 2017 (S.I. No. 375 of 2017);

MiFID Regulations means S.I. 375 2017 effective 3 January 2018 applies to NRFM where both a regulated service – defined as an “Investment Service” and this service must be provided in respect of a regulated “Financial Instrument” is offered by us. Similarly under the Investment Intermediaries Act 1995 (as amended) (“IIA”) NRFM must provide one or more “Investment Business Services” in respect of one or more “Investment Instruments”;

MiFID Regulations means European Union (Markets in Financial Instruments) Regulations 2017 (S.I. No.375 of 2017) transposing Directive 2014/65/EU into Irish law as amended or replaced from time to time.

MiFID Regulations means the European Union (Markets in Financial Instruments) Regulations 2017 (S.I. 375 of 2017) of Ireland, as amended from time to time;

MiFID Regulations means the European Communities (Markets in Financial Instruments) Regulations, 2007, as amended. The paragraph headings in this Agreement are inserted for convenience of reference only and are not deemed to limit the applicability or affect the meaning of any of its provisions.

MiFID Regulations means the UK Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (SI 2017/701).

MiFID Regulations means the European Union (Markets in Financial Instruments) Regulations 2017.