Examples of MiFID II Product Governance Requirements in a sentence
Use any-long term reserves, or 800 accounts other than in accordance with Session 800 account policy guidance (see 800 account policy addendum).
ESMA Final Report: Guidelines on MiFID II Product Governance Requirements, para 37.
ESMA Final Report: Guidelines on MiFID II Product Governance Requirements, paras.
On 31 August 2018, ESMA published a table which provides a list of the NCAs from the EEA Member States, which comply or intend to comply with ESMA’s Guidelines on MiFID II Product Governance Requirements.
According to the ESMA Guidelines on MiFID II Product Governance Requirements, the Company is obliged to identify and assess the target market group to which its products and services can be marketed.
See ESMA’s 2017 Final Report: Guidelines on MiFID II Product Governance Requirements (#38 on p.39): "When refining the manufacturer's target market, the distributor should not deviate from the fundamental decisions made therein.
Business operations 28,29 Box 3: International comparison of the asset manager’s compensation system 30 Box 4: Overview of the EU’s MiFID II Product Governance Requirements 31III.
For the avoidance of doubt, the Target Market Assessment does not constitute: (a) an assessment of suitability or appropriateness for the purposes of the MiFID II Product Governance Requirements; or (b) a recommendation to any investor or group of investors to invest in, or purchase, or take any other action whatsoever with respect to the shares the subject of the Fundraising.
The Joint Bookrunners note the application of the MiFID II Product Governance Requirements and acknowledge the target market and distribution channels identified as applying to the Offer Shares by the Joint Global Coordinators and the related information set out in the Offering Documents in connection with the Offer Shares.
The City authorizes TLL to operate one concession stand during its Playing Season.