Member Firm definition

Member Firm or “Member” means a partnership, corporation or legal entity admitted to Exchange membership and whose membership has not been terminated. For the purpose of the compliance procedures, a Member Firm shall include a former Member Firm where appropriate;

Member Firm means a member or participant of any of the Participating SROs that is a registered dealer in Canada.

Member Firm means a Principal Firm, an Affiliate Industry Firm, an Agent Firm or a

Examples of Member Firm in a sentence

• If Partnership or Joint Venture, each Partner or Member Firm of Joint Venture shall submit the above requirements.

• So, whether you are just starting out or approaching retirement, we assist you by providing you with a financial plan which gives you greater control over your financial future.Count’s relationship with CountPlusCountPlus Limited ABN 111 26 990 832 owns 85% of the shares in the Licensee and Count Member Firm Pty Ltd ACN 633 983 490 owns the remaining 15% of the shares in Count.

• A Member Firm requiring such hearing to be conducted in public shall notify the Chairman at least five days prior to commencement of the hearing.

• In the case of an equality of votes, the Chairman shall have a second or casting vote which shall be exercised in favour of the Member Firm.

• This CAR may be a beneficiary under a discretionary trust in which Count Member Firm DT Pty Ltd holds the assets as trustee for that trust.

More Definitions of Member Firm

Member Firm means a member as that term is defined in Section 3(a)(3) of the Exchange Act.

Member Firm means a partnership which carries on a business of dealing in securities and is recognised as a dealing member by a stock exchange;

Member Firm means a Firm which is a Member;

Member Firm means a partnership, corporation or legal entity admitted to Exchange membership and whose membership has not been terminated.

Member Firm means a firm engaged in public practice where more than 50% of the rights to vote on all, or substantially all, matters of substance regarding the firm are held by members.

Member Firm means a Principal Firm, an Association Member Firm, an

Member Firm means the company, body corporate, partnership, undertaking, entity or juristic person that is a member of DTTL, and includes such member’s Associates, divisions, departments, predecessors, successors, assignees, and Personnel;