Examples of Member Broker in a sentence
Auckland 155109 215 3371compliance@dbib.co.nz• Advise on premium funding options or other products as necessary.• Once you have chosen the cover you require, we will send you confirmation of cover, obtain policies from the relevant insurance product provider, check the terms are as agreed and provide you with summaries of cover.• During our relationship, we will:Donaldson Brown is a Member Broker of Insurance Advisernet New Zealand Limited (IANZ).
The choice of selection of securities to be liquidated against debit balance from CUSA will be at the sole discretion of the Member Broker depending upon the liquidity of the scrip, volatility in the market or any other factor as the Member Broker deem fit in each case.
MLS Participant’s Fee is paid by the Member Broker only, not by each agent licensed with the Member Broker.A $50.00 deposit is due upon joining the Association and will be returned to you after you attend a full day of orientation.
As per the current Exchange requirements, the Member Broker is required to maintain a 50:50 ratio between cash and collaterals margin deposited with the Exchange.
The securities of the client can be transferred in the beneficiary demat account of the client without/partial receipt of the payment at the sole discretion of the Member Broker in those cases where the said Beneficiary Demat Account is opened with Member Broker DP and the client has executed Power Of Attorney (POA) in favour of Jyoti Portfolio Pvt.
Further, do not carry out settlement of running account referred to above for funds given by me/us towards collaterals/margin in the form of bank guarantee (BG)/Fixed Deposit receipts (FDR).I/We understand that Member Broker is not under any obligation to settle an amount upto Rs. 10,000/- payable to me/us in my/our active trading account and I/we hereby give my/our consent to the member broker to retain such dues at the time of settlement of my/our account.
When and only if appropriate as determined by Commonwealth, Commonwealth shall sponsor Portfolio Company and attend one (1) capital conference with the sole purpose of assisting Portfolio Company in engaging a selling agreement with one or more FINRA Member Broker Dealers.
SIPA § 78fff-3(a)(5).Categories of Investors Without an Account at the SIPC Member Broker Dealer The following are currently not eligible for pass-through protection, and the Task Force is recommending no change to their treatment:1.
Our contract details are as follows: Financial Advice ProviderAllied Financial AdvisorsLimitedFSP Register No. Address TelephoneEmailFSP23584PO Box 5127 Papanui, Christchurch03 341 6280info@alliedfinancial.co.nz ALLIED is a Member Broker of Insurance Advisernet New Zealand Limited (IANZ).
White ink is not allowed either in form or authorization.4 Incase of an employee of another Member Broker, NOC from employer is required.Please note that the mode of payment should be only by way of account payee crossed cheques/Demand draft in favour of “IIFL Securities Limited - (Client’s Login id)”.