Material conflict of interest definition

Material conflict of interest means a financial interest of the producer in the sale of an annuity that a reasonable person would expect to influence the impartiality of a recommendation. “Material conflict of interest” does not include cash compensation or noncash compensation.
Material conflict of interest means a Director, Officer, panel member or other Person:
Material conflict of interest means a financial interest of the producer in the sale of an annuity that a reasonable person would expect to influence the impartiality of a recommendation.

Examples of Material conflict of interest in a sentence

  • Material conflict of interest means a conflict of interest that has the potential (i) to influence a person’s decisions or conduct or (ii) to have a non-trivial impact on the financial situation of a person or an entity in which that person or an immediate family member has a significant financial interest.

  • Accordingly, using an abundance of caution I declare a Material conflict of interest.

  • Material conflict of interest situations should be discussed with the Funds’ Chief Compliance Officer (the “Fund CCO”)1, who shall serve as the Compliance Officer for this Code.

  • This will be done in four stages: Overview General conflict of interest Material conflict of interest Conflict of interest exemptionsOverview Conflict of interest is essentially about transparency.

  • Material conflict of interest or conflict of interest which is not temporary in nature and which a member of the management/supervisory board has found himself to be in should result in termination of the term of office of that member.


More Definitions of Material conflict of interest

Material conflict of interest means a financial interest of the producer in the sale of an
Material conflict of interest means a financial interest of the producer, or the insurer where no producer is involved, in the sale of an annuity that a reasonable person would expect to influence the impartiality of a recommendation.
Material conflict of interest means in the context of:
Material conflict of interest means a financial interest of the producer, or the insurer where no producer is involved, in the sale of an annuity that a reasonable person would expect to influence a recommendation of the producer or insurer, including financial incentives or rewards offered to or received by the producer, or a direct interest or ownership in an insurer by the producer or an immediate family member of the producer.
Material conflict of interest means, with respect to a Manager regarding any matter requiring a vote of the Management Committee, a conflict of interest arising from (i) such Manager or any of his Affiliates having a material interest (financial or otherwise) in such matter, other than an interest solely attributable to an equity interest in the Company, or (ii) any legal action involving the Company or any of its subsidiaries, on the one hand, and such Manager or any of his Affiliates, on the other. For the purpose of clarity, any matter involving the enforcement of, or the assertion of a breach under, the provisions of the Management Agreement shall be deemed to give rise to a Material Conflict of Interest with respect to the Millennium Managers.
Material conflict of interest means a conflict of interest that presents a material possibility of damage to the interests of one or more clients;
Material conflict of interest means I have a financial interest in the sale of Your annuity that a reasonable person would expect to influence the impartiality of my recommendation that I have not already disclosed to you above. (Choose One)