Legg Mason Registered Advisers definition

Legg Mason Registered Advisers means those subsidiaries of Legg Mason that are registered as investment advisers under the Investment Advisers Act.
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Examples of Legg Mason Registered Advisers in a sentence

  • For the avoidance of doubt, each of the Legg Mason Registered Advisers (other than LMPFA) have adopted their own codes of ethics, and employees of the Legg Mason Registered Advisers who are subject to the requirements of those codes of ethics (including any who may be registered representatives of LMIS) are not subject to the requirements of this Code.

  • For the avoidance of doubt, each of the Legg Mason Registered Advisers (other than LMFA and LMPFA) have adopted their own codes of ethics, and employees of the Legg Mason Registered Advisers who are subject to the requirements of those codes of ethics (including any who may be registered representatives of LMIS) are not subject to the requirements of this Code.

  • Covered Persons may not use their knowledge of the Legg Mason Registered Advisers' investment activities or client portfolio holdings to profit by the market effect of such activities or to engage in short-term or other abusive trading in Reportable Funds.

Related to Legg Mason Registered Advisers

  • registered auditor means a person as defined in terms of the Auditing Professions Act, 20015((Act No. 26 of 2005);

  • Registered Shareholders means registered holders of our Shares on the Record Date.

  • Non-Registered Certificate Unless and until registered under the Securities Act, any Class F, Class G, Class H, Class J, Class K, Class L, Class R-I, Class R-II or Class R-III Certificate.

  • Registered nurse means a person registered by the Board as a Registered Nurse.

  • Registered professional nurse means that term as defined in section 17201 of the public health code, 1978 PA 368, MCL 333.17201.

  • Loan Register Defined in Section 5.4(n).

  • Registered Benchmark Administrator means that the Underlying is administered by an administrator who is registered in a register pursuant to Article 36 of the Benchmark Regulation as specified in § 2 of the Product and Underlying Data.

  • Adviser/Subadviser means the Adviser or a Subadviser, if any, of the Fund or both as the context may require.

  • registered person means a person who is registered under section 25 but does not include a person having a Unique Identity Number;

  • Registered Shareholder means a registered holder of PUF Shares as recorded in the shareholder register of the Company maintained by Computershare;

  • registered address of a shareholder means the shareholder’s address as recorded in the central securities register;

  • Registered Common Shares means Common Shares which are, as of the date of consummation of a Business Combination, and have continuously been for the 12 months immediately preceding such date, registered under Section 12 of the Exchange Act.

  • Book-Entry Non-Registered Certificate Any Non-Registered Certificate that constitutes a Book-Entry Certificate.

  • Public Register means the College’s register that is available to the public.

  • registered company means a company registered under the enactments relating to companies for the time being in force in the United Kingdom.

  • Registered Professional means a professional registered or licensed by and in the State of Florida and practicing under Chapter 471, 472, 481, or 492, F.S.

  • registered trade union means a trade union registered under The Trade Unions Act, 1926 (16 of 1926);

  • registered firm means a registered dealer, a registered adviser, or a registered investment fund manager;

  • Central Register has the meaning specified in Section 3.05.

  • registered pharmacist means a person whose name is for the time being entered in the register of the State in which he is for the time being residing or carrying on his profession or business of pharmacy;

  • Registered lobbyist means a person registered under Title 36, Chapter 11,

  • Registered entity means an owner, operator, or user of the Bulk Power System, or the entity registered as its designee for the purpose of compliance, that is included in the NERC Compliance Registry.

  • Chartered Accountant means a person practicing in India or a firm whereof all the partners practicing in India as a Chartered Accountant(s) within the meaning of the Chartered Accountants Act, 1949;

  • Registered Shares has the meaning set forth in Section 3.01(b).

  • Registered Account means a yen account maintained by the payee with a bank in Japan, details of which appear on the Register at the close of business on the sixth Transfer Business Day before the due date of payment.

  • Participation Register has the meaning provided therefor in Section 10.06(d).