Lead Broker definition

Lead Broker s Options” means the non-transferable options to be granted by the Issuer to the Lead Broker to purchase that number of Lead Broker’s Units as is equal to 10% of the number of Units sold under the Offering, each Lead Broker’s Option entitling the holder to purchase one Lead Broker’s Unit at a price of
Lead Broker s Units” means the units of the Issuer to be issued to the Lead Broker upon exercise of the Lead Broker’s Options, each unit comprised of one Lead Broker’s Share and one-half of one Lead Broker’s Warrant;
Lead Broker means Chardan Capital Markets, LLC.

Examples of Lead Broker in a sentence

  • At the time of the sale the Lead Broker shall obtain evidence of title a properly executed Bill of Sale or receipt showing the boat to be free from encumbrances, which shall be exchanged for the cleared purchase monies for the boat.

  • Landlord, its successors or assigns agree to pay to Stirling Properties, Inc., (herein "Lead Broker"), and Century 21/Pat ▇▇▇▇▇▇ Realty (herein "Co-Broker"), their successors, or assigns, a commission of two (2%) percent each of the net rents due during the primary lease term.


More Definitions of Lead Broker

Lead Broker s Warrant Shares” means the Shares to be issued to the Lead Broker upon exercise of Lead Broker’s Warrants;
Lead Broker means Euro Pacific Canada Inc.;
Lead Broker s Warrants” means the non-transferable share purchase warrants forming part of the Lead Broker’s Units to be issued to the Lead Broker upon exercise of the Lead Broker’s Options;
Lead Broker s Commission” means the commission equal to 4% of the gross proceeds from the sale of Units under the Offering payable to the Lead Broker by the Issuer;

Related to Lead Broker

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Approved Broker means each of Arrow Research Ltd. of London, England, Astrup Fearnley A/S of Oslo, Norway, ▇. ▇▇▇▇▇▇▇▇ & Company Ltd. of London, England, Maersk Broker K/S of Copenhagen, Denmark, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ & Young Ltd. of London, England, ▇.▇. ▇▇▇▇▇▇ Shipbrokers of Oslo, Norway and ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Salles of Paris, France and includes their respective successors in title and “Approved Brokers” means any or all of them;

  • Data Broker means either of the following:

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.