IRA Accounts definition

IRA Accounts. Annual fee waived subject to Xxnson being able to maxx corresponding money market/credit balance % rate adjustments necessary to be cash flow neutral to Penson. SCHEDULE B To Clearing Agreement Between Penson Financial Services, Inc. ("Penson") and Rushmoxx Xxxurities Corporation. ("Correxxxxxxnt") PLEASE SEE ATTACHED LIST OF REPORTS PROVIDED BY PENSON TO CORRESPONDENTS FOR COMPLIANCE AND SUPERVISORY PURPOSES. Sungard Reports --------------- These reports are emailed daily to our correspondents, unless otherwise noted. If a correspondent does not generate any information for a report, the report will not be emailed out for that day. RPTO19 - TD Daily RR Blotter This report displays gross and net commissions to the correspondents. It displays all daily trades and commission adjustments, with commission totals by office/registered representative, and firm. It shows gross and net commissions for the day, month to date, and year to date. It a1so shows the month-to-date and year-to-date trade counts by commission category. If a commission is not entered on the Trade Entry or Order Entry screen, a commission program determines the commission categories. In addition to displaying trade detail, such as trade date, trade number, and account number, the report also shows the percentage of payout and an indicator that the trade was processed with a split representative. RPTO4l - Customer Money Line This report provides the correspondents with information about current and future customer balances. It displays, in office/registered representative order within account number order, trade and settlement date balances, free cash in the account, money fund balance (only if account has a balance on the PHASE3 system), the SMA in the margin account, and the total of dividends credited to the account but held in the check file. In addition, it displays projected settlements, which include the net amount of trades settling tomorrow and the day after tomorrow. RPTO44 - Customer Cash Balance Summary This report provides the sales force with information about customer balances. It displays, in office/registered representative order within account number order, trades and settlement date balances, available cash in the account, money fund balance (all balances even if there is no balance on PHASE3), the SMA in the margin account, and the total of dividends credited to the account but held in the check file. It also includes column totals, as well as totals by registered represent...
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IRA Accounts means traditional, rollover, and Roth individual retirement accounts from time to time offered by Bank.
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Examples of IRA Accounts in a sentence

  • IRA Accounts are governed by the terms of this Agreement and the terms and disclosures in the IRA application and other IRA documentation.

  • Where the Account is maintained in an IRA and any portion is paid within seven (7) days after establishment; or where the Account is maintained in an IRA and the individual for whose benefit the Account is maintained attains age 72 and is making a required minimum distribution based on the fair market value of IRA Accounts with American Airlines Federal Credit Union.

  • New Employees are also required to disclose all of their brokerage accounts or other accounts holding Wellington Managed Funds (including IRA Accounts, 529 Plans, custodial accounts and 401K Plans outside of WRPP) at that time, even if the only securities held in such accounts are mutual funds.

  • Current and retired employees, directors/trustees and officers of Wells Fargo & Company and its affiliates, including family members (spouse, domestic partner, parents, grandparents, children, grandchildren and siblings (including step and in-law)) of any of the foregoing, that have accounts opened directly on the books of the Funds’ transfer agent prior to November 1, 2021, may purchase Class A shares without a front-end sales charge.Reduced Sales Charge for Certain IRA Accounts.

  • Where the Company reacquires its own equity instruments ('treasury shares'), the consideration paid, including any directly attributable incremental costs (net of income taxes) is deducted from equity attributable to the Company’s equity holders as treasury shares until the shares are cancelled or reissued.

  • Death Distribution for Inherited IRA Accounts and Death Distribution for Roth IRA Accounts.❑ Excess Contribution Removal.

  • Current and retired employees, directors/ trustees and officers of Wells Fargo & Company and its affiliates, including family members (spouse, domestic partner, parents, grandparents, children, grandchildren and siblings (including step and in-law)) of any of the foregoing, that have accounts opened directly on the books of the Funds’ transfer agent prior to November 1, 2021, may purchase Class A shares without a front-end sales charge.Reduced Sales Charges for Certain IRA Accounts.

  • I/We understand that DULB reserves the right to reject any application without assigning any reason thereof.

  • The Deemed Roth IRA Accounts are established for the exclusive benefit of the Member or his or her Beneficiaries.

  • Be sure to attach copies of all plan documents for Pension Plans, Trust or Corporate Partnerships required in Section 2.CUSTODIAL OWNERSHIPFor New IRA/Qualified Plan Accounts, please complete the form/application provided by your custodian of choice in addition to this Subscription Agreement and forward to the custodian for processing.For existing IRA Accounts and other Custodial Accounts, information must be completed BY THE CUSTODIAN.

Related to IRA Accounts

  • Interim Accounts means the unaudited consolidated quarterly financial statements of the Issuer for the quarterly period ending on each 31 March, 30 June, 30 September and 31 December in each year, prepared in accordance with GAAP.

  • Separate Accounts means the accounts which are to be prepared for each

  • Retirement Accounts has the meaning ascribed thereto in Section 2.1(F)(7) hereof.

  • Disbursement Accounts has the meaning ascribed to it in Annex C.

  • Collection Accounts As defined in Section 3.10(a).

  • Investment Accounts means the Collateral Account, Securities Accounts, Commodities Accounts and Deposit Accounts.

  • Management Accounts means the unaudited balance sheet of the Seller as at the Management Accounts Date and the unaudited statements of profit and loss of the Seller for the period commencing from 1st January 2007 and ended on the Management Accounts Date prepared in accordance with US GAAP and in a manner consistent with past practice, copies of which are annexed hereto as Exhibit B.

  • Designated Accounts as used in any security agreement means both the Designated Accounts hereunder and the “Designated Accounts” in the comparable agreement entered into with respect to any other Pledgor.

  • Sub-Accounts means the respective Sub-Accounts of the Escrow Account, into which the monies specified in Clause 4.1 would be credited every month and paid out if due, and if not due in a month then appropriated proportionately in such month and retained in the respective Sub Accounts and paid out therefrom on the Payment Date(s). 1.2 Interpretation 1.2.1 References to Lenders’ Representative shall, unless repugnant to the context or meaning thereof, mean references to the Lenders’ Representative, acting for and on behalf of Senior Lenders. 1.2.2 The words and expressions beginning with capital letters and defined in this Agreement shall have the meaning ascribed thereto herein, and the words and expressions used in this Agreement and not defined herein but defined in the Development Agreement shall, unless repugnant to the context, have the meaning ascribed thereto in the Development Agreement. 1.2.3 References to Clauses are, unless stated otherwise, references to Clauses of this Agreement. 1.2.4 The rules of interpretation stated in Clauses 1.2, 1.3 and 1.4 of the Development Agreement shall apply, mutatis mutandis, to this Agreement.

  • Funding Accounts has the meaning assigned to such term in Section 4.01(h).

  • Client Accounts means accounts of Clients (i) that are Controlled by an Access Person and (ii) in which no Access Person has a substantial proportionate economic interest; provided that, the Client pays a management, advisory or any other similar arms-length fee to the Access Person and the beneficiary of the Client Account is not an Immediate Family member of an Access Person.

  • FT Account Pool #: Mortgagor's Name, Address and Zip Code: Mortgage Loan Number: Reason for Requesting Documents (check one)

  • Concentration Accounts has the meaning ascribed to it in Annex C.

  • Other Accounts means all of the accounts and funds, other than the Sub-Advised Assets, managed by the Sub-Adviser for or on behalf of Northern Trust Investments, Inc. and/or its affiliates that have a substantially similar investment strategy for which the Sub-Adviser is being engaged pursuant to this Agreement.

  • Seller Account shall have the meaning set forth in the preamble of this Agreement.

  • Operating Accounts shall have the meaning ascribed to it in Section 4.03.A.

  • Settlement Account means an account established at a financial institution designated by Merchant as the account to be credited and debited by the Servicers for Transactions, Card Fees, Chargebacks and other amount assessed by a Card Association and passed- through to Merchant pursuant to the terms of this Agreement.

  • Locked Box Accounts means the unaudited, aggregated balance sheet of the Group as at the Locked Box Date, in the agreed form;

  • Investment Account As defined in Section 3.12(a).

  • Intercompany Accounts has the meaning set forth in Section 2.03(a).

  • Project Accounts means the accounts referred to in Section 3.03 (a) of this Agreement;

  • Excluded Accounts means any deposit account or securities account used exclusively as (a) payroll and other employee wage and benefit accounts, (b) tax accounts, including sales tax accounts, (c) escrow, fiduciary or trust accounts, (d) zero balance accounts and (e) the funds or other property held in or maintained in any such account identified in clauses (a) through (d).

  • Agency Account(s means any deposit account opened on the books of a Subcustodian or other banking institution in accordance with Section 7.1 hereof.

  • Custodial Accounts Each Custodial Account (other than an Escrow Account) established and maintained by a Servicer pursuant to a Servicing Agreement with respect to the Mortgage Loans.

  • Lockbox Accounts means the accounts maintained by Borrower at the Lockbox Banks into which all collections or payments on their Accounts and other Collateral are paid.

  • Special Accounts means the accounts referred to in Section 2.02 (b) of this Agreement.