Investor Profile definition

Investor Profile means the document completed by the Client for the purpose of enabling the IMA Operator to assess and consider the Client's investment objectives, financial situation, needs and other relevant personal circumstances.
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Investor Profile means a profile created for the Investor on the Platform, permitting the Investor to configure his user parameters, consult his portfolio of Notes, the balance of his Cash Balance, and to request new investments.
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Investor Profile means the document completed by the Client for the purpose of enabling the MDA Operator to assess and consider the Client's investment objectives, financial situation, needs and other relevant personal circumstances.
Sample 1

Examples of Investor Profile in a sentence

  • Investor Profile The Fund is suitable for investors seeking a long-term appreciation of capital and who are prepared to accept a moderate degree of volatility.

  • Opening account form and Investor Profile Forms as well as Participation Unit Subscription Form can be obtained from the Investment Manager or the Selling Agent of Investment Fund Securities appointed by the Investment Manager (if any).

  • Investors should note that there will be no change to the existing Investor Profile Details mentioned in the Existing Folio.

  • The opening account form and the Investor Profile Forms must be filled in and signed before the first time subscription, included the above supporting documents.

  • Investor Profile The Fund is suitable for investors seeking to achieve long-term total return and who are prepared to accept a high degree of volatility.

  • Investor Profile The Fund is suitable for investors seeking to achieve long-term total return.

  • Investor Profile The Fund is suitable for investors seeking a long-term appreciation of capital and who are prepared to accept a high degree of volatility.

  • We will collect this information by asking you to complete an Investor Profile document or other similar form.

  • Investor Profile Whether an investment in the Trust is appropriate for you will depend on your own requirements and attitude to risk.

  • INVESTOR PROFILE FORM – Beneficial Owners of Corporate and Legal EntitiesAttachment to the Investor Profile Form – Corporate and Legal Entities (Non-Financial Institutions) Important notes: This form must be completed for each Beneficial Owner7 of a corporate or legal entity (other than an acceptable Financial Institutions).


More Definitions of Investor Profile

Investor Profile means a Client allocated investor profile which is derived following the review by the Bank of the information that is collected from the Client, via the completion by the Client of the Bank’s relevant questionnaires (as these are updated from time to time) and by applying a set of rules and scoring process (including for Clients Appropriateness and Suitability), as described under the MiFID Information Package (Part 1 of 2: General Information Package).
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Related to Investor Profile

  • Investor Presentation is defined in Section 5.3.

  • Investor is defined in the preamble to this Agreement.

  • Investor Party has the meaning set forth in Section 4.7.

  • Strategic Investor means a Corporation, partnership or other entity engaged in one or more Telecommunications Businesses that has, or 80% or more of the Voting Stock of which is owned by a Person that has, an equity market capitalization, at the time of its initial Investment in the Company or in a Permitted Joint Venture with the Company, in excess of $2 billion.

  • Investor Group means the Sponsor and its affiliates, successors and assigns.

  • Investor Parties has the meaning set forth in the Preamble.

  • Multi-Family means a single residential connection to the public water system’s distribution system from which two or more separate dwelling units are supplied water.

  • Non-Investment Personnel means any Employee that does not meet the definition of Investment Personnel as listed above.

  • Permitted Transactions has the meaning set forth in Section 13(B).

  • Investment Person means all Portfolio Managers of Loomis Sayles and other Advisory Persons who assist the Portfolio Managers in making and implementing investment decisions for an Investment Company or other client of Loomis Sayles, including, but not limited to, designated Research Analysts and traders of Loomis Sayles. A person is considered an Investment Person only as to those client accounts or types of client accounts as to which he or she is designated by Personal Trading Compliance or the Chief Compliance Officer as such. As to other accounts, he or she is simply an Access Person.

  • Special purpose spray adhesive means an aerosol adhesive that meets any of the following definitions:

  • Investment Personnel means: (a) Portfolio Managers and other Advisory Persons who provide investment information and/or advice to the Portfolio Manager(s) and/or help execute the Portfolio Manager's(s') investment decisions, including securities analysts and traders; (b) any natural person in a control relationship to the Fund who obtains information concerning recommendations made to the Fund with regard to the purchase or sale of a security; and (c) certain other individuals as designated by the Compliance Officer.

  • Exempt commercial purchaser means any person purchasing commercial insurance that, at the time of placement, meets the following requirements:

  • Disclosable Special Servicer Fees With respect to any Serviced Loan or related REO Property, any compensation and other remuneration (including, without limitation, in the form of commissions, brokerage fees and rebates) received or retained by the Special Servicer or any of its Affiliates that is paid by any Person (including, without limitation, the Trust, any Mortgagor, any Manager, any guarantor or indemnitor in respect of a Serviced Loan and any purchaser of any Serviced Loan or REO Property (or an interest in an REO Property related to a Serviced Loan Combination, if applicable) in connection with the disposition, workout or foreclosure of any Serviced Loan, the management or disposition of any REO Property, and the performance by the Special Servicer or any such Affiliate of any other special servicing duties under this Agreement, other than (1) any compensation which is payable to the Special Servicer under this Agreement and that is set forth in a report that is part of the CREFC® Investor Reporting Package (IRP) for the applicable period, and (2) any Permitted Special Servicer/Affiliate Fees. For the avoidance of doubt, any compensation or other remuneration that an entity acting in the capacities of both the Master Servicer and Special Servicer is entitled to in its capacity as Master Servicer pursuant to this Agreement will not constitute Disclosable Special Servicer Fees.

  • Loan Investor means any person (including an Agency) having a beneficial interest in any mortgage loan originated, purchased or serviced by the Company or any Company Subsidiary or a security backed by or representing an interest in any such mortgage loan; and

  • Shareholder-Initiated Transfer Purchase means a transaction that is initiated or directed by a Shareholder that results in a transfer of assets within a Contract to a Fund, but does not include transactions that are executed: (i) automatically pursuant to a contractual or systematic program or enrollment such as transfer of assets within a Contract to a Fund as a result of “dollar cost averaging” programs, insurance company approved asset allocation programs, or automatic rebalancing programs; (ii) pursuant to a Contract death benefit; (iii) one-time step-up in Contract value pursuant to a Contract death benefit; (iv) allocation of assets to a Fund through a Contract as a result of payments such as loan repayments, scheduled contributions, retirement plan salary reduction contributions, or planned premium payments to the Contract; or (v) pre-arranged transfers at the conclusion of a required free look period.

  • Multi-family housing means a building or structure that is designed to house two (2) or more different households in separate housing Units which have full kitchen facilities including oven/range, refrigerator, kitchen sink with hot and cold water supply and food storage facilities and at least one (1) full bathroom facility(s), one (1) full bedroom and one (1) living area (including a combination thereof such as studio arrangements).

  • investor of a Party means a Party or state enterprise thereof, or a person of that Party, that seeks to make, makes, or has made an investment; and

  • Permitted Transaction means any transaction involving (i) a Swap that is not a Required Transaction or (ii) a Required Transaction that is a component of a Covered Package Transaction.

  • DoD recognized unique identification equivalent means a unique identification method that is in commercial use and has been recognized by DoD. All DoD recognized unique identification equivalents are listed at http://www.acq.osd.mil/dpap/pdi/uid/iuid_equivalents.html.

  • Regulation S Investor With respect to a transferee of a Regulation S Global Certificate, a transferee that acquires such Certificate pursuant to Regulation S.

  • Investors means the Initial Investors and any transferee or assignee who agrees to become bound by the provisions of this Agreement in accordance with Section 9 hereof.

  • Stockholder Associated Person of any stockholder means (A) any person controlling, directly or indirectly, or acting in concert with, such stockholder, (B) any beneficial owner of shares of stock of the Corporation owned of record or beneficially by such stockholder or (C) any person directly or indirectly controlling, controlled by or under common control with such Stockholder Associated Person.

  • Disclosable transaction means any transaction in a security pursuant to which an access person would have a beneficial ownership.

  • Lead Member of the Bidding Consortium or “Lead Member” shall mean a company who commits at least 26% equity stake in the Project, meets the technical requirement as per Clause 2.1.2and so designated by other Member(s) in Bidding Consortium;

  • Member of the family shall have the meaning prescribed by Code Section 529(e)(2), and shall mean any individual who bears one of the following relationships to the beneficiary: