Investment Services Provider definition

Investment Services Provider means the investment services provider (prestataire de services d’investissement), which will be jointly appointed by the Seller and the Purchaser with respect to the acquisition and sale of the Shares, i.e., CA Cheuvreux.
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Investment Services Provider means Exane BNP Paribas or any other investment services provider agreed to between Parent and Sellers’ Representative.
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Investment Services Provider means a member which has been authorised by the JSE to perform investment services in terms of the rules;
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Examples of Investment Services Provider in a sentence

  • Branches that are located in jurisdictions which do not have an agreement with Italy for the purposes of the exchange of information and the assistance in the collection of tax credits (which are expected to be listed in a forthcoming specific decision of the Director of the Agenzia delle Entrate) are excluded from the definition of Investment Services Provider and Adhering Party.Each party listed above shall be a separate Adhering Party.

  • The Investment Services Provider is a member of the Stonehage Fleming Family & Partners Group and is regulated by The Financial Conduct Authority (FCA), 25, The North Colonnade, Canary Wharf, London, E14 5HS.

  • A party which has ceased to be an Investment Services Provider, shall immediately provide notice to AFME, in the form or substantially in the form, set out in Exhibit 4.

  • In France, it is the leader in the field, and was the first platform to obtain the status of Crowd Investment Advisor (“CIP”) in 2014 and approval as an Investment Services Provider (“Prestataire de Services en Investissement” - PSI) from the Bank of France financial regulatory authority (ACPR) in 2016.

  • The Investment Adviser has delegated certain services to the Investment Services Provider pursuant to the Investment Services Agreement.

  • There can be no assurance that the Investment Adviser and Investment Services Provider will be able to do so or that the Company will be able to continue to invest its assets on attractive terms or generate any investment returns for Shareholders or indeed avoid investment losses.

  • Achievement of the investment objectives will also depend, in part, on the ability of the Investment Adviser and Investment Services Provider to provide competent, attentive and efficient services to the Company under the terms of the relevant Investment Advisory Agreement and the Investment Services Agreement.

  • Details of any direct or indirect interest of the Investment Adviser, Investment Services Provider, Custodian, Administrator and the Directors in the shares of the Fund will need to be included.

  • In carrying out its activities for the Company, the Investment Services Provider is subject to the authority and overall supervision of the Investment Adviser and the Directors.

  • This Protocol and any Adherence Letter, Disapplication Letter, Withdrawal Letter or notice of ceasing to be an Investment Services Provider under paragraph 4.5 (together the Protocol Documents) and any non-contractual obligations arising out of or in relation to the Protocol Documents shall be governed by and construed in accordance with English law.


More Definitions of Investment Services Provider

Investment Services Provider means an “investment services provider” (prestataire de services d’investissement) as referred to in article 235 ter ZD of the FTC and as those services are defined in article L 321-1 of the French monetary and financial code (Code monétaire et financier) implementing Section A of Annex I of Directive 2004/39/EC of 21 April 2004 on markets in financial instruments, which: (i) deals on its own account and is duly licensed for dealing on own account; and/or, (ii) executes orders on behalf of clients and is duly licensed for the execution of orders on behalf of clients;
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Investment Services Provider means (i) an Italian bank as defined in article 1, paragraph 2, lett. a) of the TUB combined with the definition of 'bank' as defined in article 1, paragraph 1, lett. b) of the TUB; (ii) an EU bank as defined in article 1, paragraph 2, lett. b) of the TUB combined with the definition of 'bank' as defined in article 1, paragraph 1, lett. b) of the TUB; (iii) a non-EU bank as defined in article 1, paragraph 2, lett. c) of the TUB combined with the definition of 'bank' as defined in article 1, paragraph 1, lett.b) of the TUB; (iv) an EU investment company, as defined in article 1, paragraph 1, lett. f) of the TUF, or any other entity, whichever its denomination is, which is authorised in its home State to provide on a professional basis to the public Investment Services and Activities ; (v) a non- EU investment company, as defined in article 1, paragraph 1, lett. g) of the TUF, or any other entity, whichever its denomination is, which is authorised in its home State to provide on a professional basis to the public Investment Services and Activities; and (vi) a SIM (società di intermediazione mobiliare) as defined in article 1, paragraph 1, lett. e) of the TUF;
Sample 1
Investment Services Provider means an “investment services provider” as referred to in article 235 ter ZD of the FTC and as those services are defined in article L.321-1 of the French monetary and financial code (Code monetaire et financier) implementing Section A of Annex I of Directive 2004/39/EC of 21 April 2004 on markets in financial instruments;
Sample 1
Investment Services Provider means an investment firm, an investment intermediary, a bank or a management company authorised to provide (certain) investment services and a foreign entity authorised to provide investment services in the Czech Republic (acting either directly or via tied agents). A management company shall observe either the investment services regulations or the regulations in the area of management companies and investment funds (cf. Article 33(1) of the AoMCIF).
Sample 1
Investment Services Provider means Bxxxx, Garnier & Co, appointed to act as investment services provider (prestataire de services d’investissement) in connection with the Transaction.
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Related to Investment Services Provider

  • Investment Services means the Investment Services under the Company’s CIF license which can be found in the document “Company Information”.

  • Investment Management Services means any services which involve: (i) the management of an investment account or Fund (or portions thereof or a group of investment accounts or Funds); (ii) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds); or (iii) otherwise acting as an “investment adviser” within the meaning of the Investment Advisers Act of 1940, as amended, including, without limitation, in each of the foregoing cases, performing activities related or incidental thereto.

  • Banking Services Provider means any Lender (other than a Defaulting Lender) or Affiliate of a Lender (other than a Defaulting Lender) that provides Banking Services to any Credit Party.

  • Payment Services means such Services as We provide in relation to payments into and out of Your Account.

  • Replacement Services means any services which are substantially similar to any of the Services and which the Customer receives in substitution for any of the Services following the Call Off Expiry Date, whether those services are provided by the Customer internally and/or by any third party;

  • Procurement Services shall refer to a business unit of OGS, formerly known as New York State Procurement (“NYSPro”) and Procurement Services Group (“PSG”).

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • Client services means services provided directly to agency

  • Services Provider means Owl Rock Capital Corporation, or any successor in such capacity in accordance with the Corporate Services Agreement.

  • Management Services Agreement has the meaning set forth in Section 2.1(d).

  • Cash Management Services means any cash management or related services including treasury, depository, return items, overdraft, controlled disbursement, merchant store value cards, e-payables services, electronic funds transfer, interstate depository network, automatic clearing house transfer (including the Automated Clearing House processing of electronic funds transfers through the direct Federal Reserve Fedline system) and other cash management arrangements.

  • payment service provider means a person whose business includes the provision of transfer of funds services;

  • Management Services means the services specified in sub-clauses 3.1 to 3.8 as indicated affirmatively in Boxes 5 to 12.

  • investment services and activities means any of the services and activities listed in Section A of Annex I relating to any of the instruments listed in Section C of Annex I;

  • Management Services Agreements means an agreement, however styled, between (a) the Issuer or a Guarantor, on the one hand, and (b) a PC Entity, on the other hand, pursuant to which the Issuer or a Guarantor provides management services or similar services to such PC Entity. All references to Management Services Agreements shall also include all such related documents necessary to ensure that each relationship with each PC Entity meets the PC Entity Requirements.

  • Replacement Service Provider means any third party service provider appointed to perform the Services by the Purchaser from time to time.

  • Outplacement Services means professional outplacement services determined by the Employer to be suitable to the Executive’s position. The maximum amount that the Employer will pay for such services is set forth on the first page of the Agreement. The outplacement services shall be made available until the earlier of (i) such time as the aggregate cost to the Employer of the outplacement services reaches the maximum amount specified on the first page of the Agreement, and (iii) the date on which the Executive obtains another full-time job. The Employer will not pay the Executive cash in lieu of professional outplacement services.

  • Wireless services provider means a person who provides wireless services.

  • Current Service Provider means the Party from which an End User Customer is planning to switch its local Exchange Service or the Party from which an End User Customer is planning to port its telephone number(s). "Custom Calling Features" comprise a group of features provided via a Central Office Switch without the need for special Customer Premises Equipment. Features include, but are not limited to, call waiting, 3-way calling, abbreviated dialing (speed calling), call forwarding, and series completing (busy or no answer).

  • Case management services means planned referral, linkage, monitoring and support, and advocacy provided in partnership with a consumer to assist that consumer with self sufficiency and community tenure and take place in the individual’s home, in the community, or in the facility, in accordance with a service plan developed with and approved by the consumer and qualified staff.

  • Regulatory Services Provider means the organization which provides regulatory services to BSEF pursuant to a Regulatory Services Agreement.

  • Appraisal management services means one or more of the following:

  • Corporate Services Provider means Computershare Trust Company of Canada, a trust company formed under the laws of Canada, as corporate services provider to the Liquidation GP under the Corporate Services Agreement, together with any successor corporate services provider appointed from time to time;

  • payment service means any business activity set out in Annex I;

  • Merchant Services means services provided to merchants relating to the authorization, transaction capture, settlement, chargeback handling and internet-based transaction processing of credit, debit, stored-value and loyalty card and other payment transactions (including provision of point of service devices and other equipment necessary to capture merchant transactions and other ancillary services).

  • Inpatient services means services provided to you as an admitted inpatient in a recognised private or public hospital for treatment that is in an included clinical category, has a Medicare item number allocated and a Medicare benefit is payable.