Investment professionals definition

Investment professionals means - (a) an authorised person; (b) an exempt person where the communication relates to a controlled activity which is a regulated activity in relation to which the person is exempt; (c) any other person - (i) whose ordinary activities involve him in carrying on the controlled activity to which the communication relates for the purpose of a business carried on by him; or (ii) who it is reasonable to expect will carry on such activity for the purposes of a business carried on by him; (d) a government, local authority (whether in the United Kingdom or elsewhere) or an international organisation; (e) a person ("A") who is a director, officer or employee of a person ("B") falling within any of sub-paragraphs (a) to (d) where the communication is made to A in that capacity and where A's responsibilities when acting in that capacity involve him in the carrying on by B of controlled activities.
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Investment professionals means Charles A. Davis and Stephen Friedman and the other investment prof▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ed by ▇▇ ▇▇▇▇▇▇ ▇ ▇▇▇sulting contract with the Manager.
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Investment professionals means investment professionals of the Management Company (including Key Executives) actively participating in the management of the Partnership or its Investments or other funds managed by the Management Company.
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Examples of Investment professionals in a sentence

  • Investment professionals around the world use MSCI data for many purposes, including performance measurement.

  • Investment professionals mentioned include portfolio managers, research analysts/associates, traders, product specialists, and team-specific economists/strategists.

  • Investment professionals all northrup nda non compete agreement, partners or others with whom we work to comply with these laws and regulations could result in administrative, or which is rightfully received by Seller from a third party without obligation of confidence.

  • Investment professionals of a Participating Affiliate may render substantially similar portfolio management research or trading services to their own advisory clients and the performance achieved may be better or worse than that achieved on behalf of the Adviser’s clients.


More Definitions of Investment professionals

Investment professionals means people or firms whose primary business is bringing together institutional funds and investment opportunities. They must (1) be registered or licensed as broker-dealers or investment advisors under Connecticut law or under federal law with the Securities and Exchange Commission or the National Association of Securities Dealers, as appropriate; (2) be licensed as real estate brokers or sales people in Connecticut or in the jurisdiction where the investment property is located; or (3) furnish an investment manager with “marketing services” and meet the criteria in the Ethics Commission regulations or the treasurer's interim requirements.
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Investment professionals has the meaning set forth in Section 3.8.
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