Investment Policies and Restrictions definition

Investment Policies and Restrictions means, with respect to the Borrower, the provisions dealing with objectives, policies and restrictions relating to investing and borrowing by the Borrower, as set forth in the Borrower’s Prospectus, as modified by the annual reports of the Borrower, delivered to the Agent prior to the date of this Agreement, in each case as such objectives, policies and restrictions are in effect on the Effective Date, as modified as permitted under this Agreement.
Investment Policies and Restrictions means, with respect to each Borrower, the material provisions of the Offering Document (as delivered to the Agent on the Effective Date), and other documents dealing with such Borrower’s investment objectives, investment policies and strategies, and investment restrictions, as such objectives, policies, strategies and restrictions may be further amended, supplemented or otherwise modified in accordance with Applicable Law, including without limitation, the Securities Act and the Investment Company Act.
Investment Policies and Restrictions means with respect to the Fund, the provisions dealing with objectives, policies and restrictions relating to investing and borrowing by the Fund, as set forth in the Fund’s Prospectus, as modified by the annual reports of the Fund, delivered to the Purchasers prior to the date of this Agreement, in each case as such objectives, policies and restrictions are in effect on the date of Closing, as modified as permitted under this Agreement.

Examples of Investment Policies and Restrictions in a sentence

  • Such Borrower is in compliance in all material respects with all of its Investment Policies and Restrictions.

  • Compliance with Investment Policies and Restrictions 38 SECTION 5.12.

  • Such Borrower will at all times comply in all material respects with its Investment Policies and Restrictions, and will not make any investment, loan, advance or extension of credit inconsistent in any material respect with its Investment Policies and Restrictions.


More Definitions of Investment Policies and Restrictions

Investment Policies and Restrictions means the provisions dealing with investment policies, distributions, investment restrictions, tender offers, repurchases, leverage and diversification status as set forth in the Prospectus, as modified in accordance with Section 5.02(i).
Investment Policies and Restrictions means the provisions dealing with investment objectives, policies, distributions, investment restrictions, tender offers, repurchases, leverage and non-diversified status as set forth in the Borrower’s Prospectus in effect on the Closing Date as modified as permitted under this Agreement.
Investment Policies and Restrictions means the provisions dealing with investment objectives, investment policies, and investment restrictions, as set forth in the Guarantor’s Offering Documents, as supplemented by (i) the investment guidelines and policies applicable to the Sub-Advisor in connection with the Sub-Advisory Agreement and (ii) any annual report included within Form N-CSR, as such provisions may be supplemented, amended or modified as authorized by the Board of Trustees of the Guarantor.
Investment Policies and Restrictions means, with respect to a Fund, the material provisions of the Prospectus, as delivered to State Street on the Effective Date, and other documents dealing with the investment objectives, investment policies and strategies, and investment restrictions of such Fund, as such objectives, policies, strategies and restrictions may be further amended, supplemented or otherwise modified in accordance with Applicable Law, including without limitation, the Securities Act and the Investment Company Act.
Investment Policies and Restrictions means, with respect to each Borrower or Fund, the material provisions of the Prospectus (as delivered to the Bank on the date hereof), and other documents dealing with such Borrower’s or Fund’s investment objectives, investment Putnam Funds September 24, 2015 Page 28policies and strategies, and investment restrictions, as such objectives, policies, strategies and restrictions may be further amended, supplemented or otherwise modified in accordance with applicable law, including without limitation, the Securities Act and the Investment Company Act.
Investment Policies and Restrictions means the policies of the Fund with respect to investments, distributions, investment restrictions, tender offers, repurchases and leverage as of the date hereof (as set forth in the Offering Memorandum as of the date hereof, as such policies may be modified to the extent not giving rise to an Investment Policies Amendment Event).