Insurance compliance self-evaluative audit document means documents prepared as a result of or in connection with an insurance compliance audit. An insurance compliance self evaluative audit document may include a written response to the findings of an insurance compliance audit. An insurance compliance self-evaluative audit document may include, but is not limited to, as applicable, field notes and records of observations, findings, opinions, suggestions, conclusions, drafts, memoranda, drawings, photographs, exhibits, computer generated or electronically recorded information, phone records, maps, charts, graphs, and surveys, provided this supporting information is collected or developed for the primary purpose and in the course of an insurance compliance audit.
Insurance compliance self-evaluative audit document means a document prepared as a result of or in connection with an in- surance compliance audit. “Insurance com- pliance self-evaluative audit document” includes, but is not limited to:
Insurance compliance self-evaluative audit document means documents prepared as a result of or in connection with an insurance compliance self-evaluative audit. An insurance compliance self- evaluative audit document may include:
Examples of Insurance compliance self-evaluative audit document in a sentence
Insurance compliance self-evaluative audit document -- submission to commissioner.
More Definitions of Insurance compliance self-evaluative audit document
Insurance compliance self-evaluative audit document means a document with recommendations or evaluative or analytical information prepared by or on behalf of a licensed insurer or fraternal society or the Minister or the Superintendent directly as a result of or in connection with an insurance compliance self-evaluative audit and includes any response to the findings of an insurance compliance
Insurance compliance self-evaluative audit document means a document prepared as a result of or in connection with an insurance compliance audit. An insurance compliance self‑evaluative audit document may include a written response to the findings of an insurance compliance audit. An insurance compliance self‑evaluative audit document may include, but is not limited to, field notes and records of observations, findings, opinions, suggestions, conclusions, drafts, memoranda, drawings, photographs, exhibits, computer‑generated or electronically recorded information, phone records, maps, charts, graphs, and surveys, if this supporting information is collected or prepared in the course of an insurance
Insurance compliance self-evaluative audit document means a document prepared by, or on behalf of, an insurance company or a regulatory authority as a result of or in connection with an Insurance Compliance Self-Evaluative Audit and includes the findings of an Insurance Compliance Self-Evaluative Audit and any response thereto.
Insurance compliance self-evaluative audit document means a document with recommendations or evaluative or analytical information prepared by or on behalf of an insurer or the Superintendent directly as a result of or in connection with an insurance compliance self-evaluative audit and includes any response to the findings of an insurance compliance self-evaluative audit, but does not include documents kept or prepared in the ordinary course of business of an insurer or documents kept or prepared for the purpose of responding to a consumer complaint.
Insurance compliance self-evaluative audit document means a document with recommendations or evaluative or analytical information prepared by or on behalf of a licensed insurer or fraternal society or the Minister or the Superintendent directly as a result of or in connection with an insurance compliance self‑evaluative audit and includes any response to the findings of an insurance compliance self‑evaluative audit, but does not include documents kept or prepared in the ordinary course of business of a licensed insurer or fraternal society.
Insurance compliance self-evaluative audit document means a document prepared as a result of or in connection with, and not prior to, an insurance compliance audit. An insurance compliance self-evaluation audit document may include:
Insurance compliance self-evaluative audit document or "audit document" means a document or documents prepared as a result of, or in connection with, a completed insurance compliance audit. An audit document may include but is not limited to field notes and records of observation, findings, opinions, suggestions, conclusions, drafts, memoranda, drawings, photographs, computer-generated or electronically recorded information, phone records, maps, charts, graphs, and surveys, provided that this supporting information is collected or developed for the primary purpose of and in the course of an insurance compliance audit. An audit document may also include any of the following: