Examples of INFX SEF Rules in a sentence
The Regulatory Oversight Committee shall also have such other powers and perform such other duties as set forth in the INFX SEF Rules and as the Board may delegate to it from time to time.
Any such suspension will not affect the rights of creditors under the INFX SEF Rules or relieve the Participant in question of its, his or her obligations under the INFX SEF Rules to perform any Contracts entered into before the suspension, or for any INFX SEF fees, costs, or charges incurred during the suspension.
The Chief Compliance Officer shall have the authority to inspect the books and records of all Participants and the authority to require any Participant to appear before him or her and produce its books and records and answer questions regarding alleged violations of INFX SEF Rules, at the time, place and in the manner it designates.
Rule 309 Notices to Participants (a) INFX SEF shall publish a Notice to Participants with respect to each addition to, modification of, or clarification of, the INFX SEF Rules or of any action to implement any INFX SEF Rules on INFX SEF’s website or via an electronic mail distribution to enable each Participant to become aware of and familiar with, and to implement any necessary preparatory measures to be taken by it with respect to, such addition or modification, prior to the effective date thereof.
Rule 906 Fictitious, Wash or Non-Competitive Transactions Prohibited No Participant shall create, place or accept fictitious transactions, Wash Transactions, or non- competitive transactions except, in the case of non-competitive transactions, as otherwise authorized by the INFX SEF Rules, or execute any such Order with knowledge of its nature as a fictitious transaction, Wash Transaction, or non-competitive transaction.
Each RFQ Transaction shall be a fully effective and enforceable contract between the Participant parties thereto except as provided in provided in Rule 404(c), this Rule 601(c)(4), or Chapter 12 of these INFX SEF Rules.
INFX SEF may enter into any arrangement with any Person or body (including, without limitation, the CFTC, the NFA, any Self-Regulatory Organization, any exchange, market, or clearing organization, or foreign regulatory authority) if INFX SEF considers such arrangement to be in furtherance of INFX SEF’s purpose or duties under the INFX SEF Rules or any law or regulation.
In accordance with a Technology Services Agreement, a Technology Services Provider may perform certain functions under the INFX SEF Rules and INFX SEF may provide information to the Technology Services Provider in connection with the performance by the Technology Services Provider of those functions.
If an offer of settlement is accepted by the Hearing Panel, the respondent’s submission of the offer will be deemed to constitute a waiver of the right to notice, opportunity for a hearing and review and appeal under the INFX SEF Rules.
For Transactions executed on the Platform or pursuant to the INFX SEF Rules, including Block Trades, INFX SEF will report the Primary Economic Terms and Confirmation Data to a Swap Data Repository.