INFX SEF Rules definition

INFX SEF Rules or “Rule” means all rules set forth herein, all Notices to Participants published by INFX SEF, the Participant Agreement, the Account Manager Agreement, interpretations, orders, resolutions, advisories, statements of policy, decisions, manuals and directives of INFX SEF, and all amendments thereto.

Examples of INFX SEF Rules in a sentence

  • The Regulatory Oversight Committee shall also have such other powers and perform such other duties as set forth in the INFX SEF Rules and as the Board may delegate to it from time to time.

  • Any such suspension will not affect the rights of creditors under the INFX SEF Rules or relieve the Participant in question of its, his or her obligations under the INFX SEF Rules to perform any Contracts entered into before the suspension, or for any INFX SEF fees, costs, or charges incurred during the suspension.

  • The Chief Compliance Officer shall have the authority to inspect the books and records of all Participants and the authority to require any Participant to appear before him or her and produce its books and records and answer questions regarding alleged violations of INFX SEF Rules, at the time, place and in the manner it designates.

  • Rule 309 Notices to Participants‌ (a) INFX SEF shall publish a Notice to Participants with respect to each addition to, modification of, or clarification of, the INFX SEF Rules or of any action to implement any INFX SEF Rules on INFX SEF’s website or via an electronic mail distribution to enable each Participant to become aware of and familiar with, and to implement any necessary preparatory measures to be taken by it with respect to, such addition or modification, prior to the effective date thereof.

  • Rule 906 Fictitious, Wash or Non-Competitive Transactions Prohibited‌ No Participant shall create, place or accept fictitious transactions, Wash Transactions, or non- competitive transactions except, in the case of non-competitive transactions, as otherwise authorized by the INFX SEF Rules, or execute any such Order with knowledge of its nature as a fictitious transaction, Wash Transaction, or non-competitive transaction.

  • Each RFQ Transaction shall be a fully effective and enforceable contract between the Participant parties thereto except as provided in provided in Rule 404(c), this Rule 601(c)(4), or Chapter 12 of these INFX SEF Rules.

  • INFX SEF may enter into any arrangement with any Person or body (including, without limitation, the CFTC, the NFA, any Self-Regulatory Organization, any exchange, market, or clearing organization, or foreign regulatory authority) if INFX SEF considers such arrangement to be in furtherance of INFX SEF’s purpose or duties under the INFX SEF Rules or any law or regulation.

  • In accordance with a Technology Services Agreement, a Technology Services Provider may perform certain functions under the INFX SEF Rules and INFX SEF may provide information to the Technology Services Provider in connection with the performance by the Technology Services Provider of those functions.

  • If an offer of settlement is accepted by the Hearing Panel, the respondent’s submission of the offer will be deemed to constitute a waiver of the right to notice, opportunity for a hearing and review and appeal under the INFX SEF Rules.

  • For Transactions executed on the Platform or pursuant to the INFX SEF Rules, including Block Trades, INFX SEF will report the Primary Economic Terms and Confirmation Data to a Swap Data Repository.

Related to INFX SEF Rules

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • SIFT Rules means the provisions of the Tax Act, including those contained in sections 104, 122 and 122.1 of the Tax Act, which apply to the taxation of a “specified investment flow through trust” and its unitholders.

  • ACH Rules means the NACHA Operating Rules and NACHA Operating Guidelines, as in effect from time to time.

  • ISO-NE Rules means all rules and procedures adopted by NEPOOL, ISO-NE, or the RTO, and governing wholesale power markets and transmission in New England, as such rules may be amended from time to time, including but not limited to, the ISO-NE Tariff, the ISO-NE Operating Procedures (as defined in the ISO-NE Tariff), the ISO-NE Planning Procedures (as defined in the ISO-NE Tariff), the Transmission Operating Agreement (as defined in the ISO-NE Tariff), the ISO-NE Participants Agreement, the manuals, procedures and business process documents published by ISO-NE via its web site and/or by its e-mail distribution to appropriate NEPOOL participants and/or NEPOOL committees, as amended, superseded or restated from time to time.

  • CCASS Rules means the General Rules of CCASS and the CCASS Operational Procedures in effect from time to time;

  • FSA Rules meanss the rules, guidance, principles and codes comprised in the Handbook of Rules and Guidance issued by the FSA. The parties understand and agree that such categorisation is not intended to, and does not, affect the relationship between and among the parties under the 1940 Act or the Advisers Act.

  • Business Rules means the business rules established by JSCC regarding its Financial Instruments Obligation Assumption Service for CDS Transactions, as amended, if applicable.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • Network Rules means the rules, regulations, releases, interpretations and other requirements (whether contractual or otherwise) imposed or adopted by any Card Networks and related authorities, including without limitation, those of the PCI Security Standards Council, LLC and the National Automated Clearing House Association (including, with respect to EBT, the Quest Operating Rules and with respect to PIN debit cards, the rules, regulations, policies and procedures of the applicable debit network).

  • HKIAC Rules shall have the meaning ascribed to it in Section 10.13(a).

  • SAFE Rules and Regulations means collectively, the Circular 37 and any other applicable SAFE rules and regulations, as amended.

  • Market Rules means the rules made under section 32 of the Electricity Act;

  • Site Rules means all rules, regulations, directives and policies notified by the Company from time to time which are intended to be of general application to persons at a Site controlled or managed by the Company.

  • School Rules means the body of rules of the School as may be amended from time to time for legal, safety or other substantive reasons, or in order to assist the proper administration of the School. A copy of the then current version of the rules is provided to each child on entry and is sent to parents with the Acceptance Form. Parents will be notified of subsequent changes to the rules;

  • ADR Rules means the relevant rules of the ADR Organization for mediation (including non-binding arbitration) or binding arbitration, as applicable, of commercial disputes in effect at the time of the mediation or arbitration.

  • Applicable Rules means Section 10D of the Exchange Act, Rule 10D-1 promulgated thereunder, the listing rules of the national securities exchange or association on which the Company’s securities are listed, and any applicable rules, standards or other guidance adopted by the Securities and Exchange Commission or any national securities exchange or association on which the Company’s securities are listed.

  • Mediation Rules As defined in Section 2.03(h)(i).

  • IESO Market Rules means the rules made under section 32 of the Electricity Act, 1998 (Ontario), together with all market manuals, policies and guidelines issued by the IESO.

  • the Rules means the Insolvency Rules 1986 (as amended);

  • Applicable Laws/ Rules means the laws/ Rules of Islamic Republic of Pakistan/Punjab, as they may be issued and enforced from time to time.