Hong Kong Regulators definition

Hong Kong Regulators means HKFE, SFC, the Hong Kong Monetary Authority and/or any other regulatory or supervisory corporation, organization or body in Hong Kong having jurisdiction or regulatory or supervisory power or authority over the Transactions;
Hong Kong Regulators means the SEHK and the SFC;
Hong Kong Regulators means SEHK, SFC, the Hong Kong Monetary Authority and/or any other regulatory or supervisory corporation, organization or body in Hong Kong having jurisdiction or regulatory or supervisory power or authority over the Transactions; 「香港監管機構」指聯交所、證監會、香港金融管理局及/或於香港對該等交易具備司法管轄權或監管或監督權力或授權的任何其他監管或監督法團、組織或機關;

Examples of Hong Kong Regulators in a sentence

  • You shall also inform the Hong Kong Regulators of the identity, address, occupation and contact details of any third party (if different from the client/the ultimate beneficiary) who originated the transaction.

  • You consent to our disclosure, without your further consent, to the Hong Kong Regulators of information relating to the identity, address, occupation and contact details of the person with the ultimate beneficial interest in the transaction of (if different from the ultimate beneficiary insofar as known to you) of the party who originated the instructions for the transaction.

  • Subject to as provided below, you shall, immediately upon request by us (which request shall include the relevant contact details of the Hong Kong Regulators), inform either us or the Hong Kong Regulators of the identity, address, occupation and contact details of your client for whose account the transaction was effected and (so far as known to you) of the person with the ultimate beneficial interest in the transaction.

  • Alternatively, you may provide the required details directly to the Hong Kong Regulators in the manner described below.

  • In case where the Client's investment discretion has been overridden, the Client shall, immediately upon request by the Company (which request shall include the relevant contact details of the Hong Kong Regulators), inform the Hong Kong Regulators of the identity, address, occupation and contact details of the person(s) who has or have given the instruction in relation to the relevant transaction.


More Definitions of Hong Kong Regulators

Hong Kong Regulators means the Exchange, the SFC and/or any other regulator in Hong Kong having jurisdiction over stock options or any other Transactions in Securities;
Hong Kong Regulators means the Exchange, the Securities and Futures Commission and/or any other regulator in Hong Kong having jurisdiction over Transactions in Securities; 重要提示:對於證券交易帳戶而言,本文件所載條款註明客戶與安信國 際證券(香港)有限公司「安信國際證券」之間各自的權利及責任。這些條款對客戶與安信國際證券均具法律約束力。 閣下同意受其約束前請仔細閱讀。
Hong Kong Regulators means the SEHK (including the relevant Clearing House), SFC, and/or any other regulator in Hong Kong having jurisdiction over the Company or the Transactions;
Hong Kong Regulators. (香港監管機構) means the Stock Exchange of Hong Kong Limited, Securities and Futures Commission, Hong Kong Monetary Authority and/or any other regulatory authority having jurisdiction over dealing in Securities in Hong Kong;
Hong Kong Regulators means the Exchange, the Securities and Futures Commission and/or any other regulator in Hong Kong having jurisdiction over Transactions in Securities;
Hong Kong Regulators means any Hong Kong regulator, organization or government body that supervises SFL, and includes the SFC and HKFE.
Hong Kong Regulators means the Exchange, the SFC and/or any other regulator in Hong Kong having jurisdiction over Transactions in Securities;