Examples of Gabelli in a sentence
As a further exception, subject to the provisions of Article II(I)7, bona fide market making accounts of Gabelli & Company, Inc.
With respect to all of the Companies and Fund Clients except Gabelli & Company, Inc., any director, officer, general partner or person performing a similar function even if he has no knowledge of and is not involved in the investment process.
The Compliance Officer will review all transactions in the market making accounts of Gabelli & Company, Inc.
No Securities may be purchased or sold for any Access Person Account other than through the trading desk of Gabelli & Company, Inc., unless express permission is granted by the Compliance Officer.
With respect to all of the Companies, Affiliates and Fund Clients except Gabelli & Company, Inc., any natural person who controls any of the Companies, Affiliates or Fund Clients and who obtains information regarding the Companies' or the Affiliates' investment recommendations or decisions.
The Gabelli U.S. Treasury Money Market Fund shall be exempt from the 30 calendar day holding period.
As an exception, the Code does not apply to any director, officer or employee of any Fund Client (such as certain of The Gabelli Westwood Funds) with respect to which the Companies' services do not involve the formulation or making of investment recommendations or decisions or the execution of portfolio transactions if that person is also a director, officer or employee of any entity that does perform such services (such as Westwood Management Corp.).
The Gabelli U.S. Treasury Money Market Fund shall be exempt from the 60-calendar day holding period.
GBL and GGCP are deemed to have beneficial ownership of the Securities owned beneficially by each of the foregoing persons other than Mario Gabelli and the Foundation.
Gabelli & Partners, LLC Gabelli Fixed Income LLC Gabelli & Company Investment Advisers, Inc.