Futures Commission Merchant definition

Futures Commission Merchant means any person that is registered as a futures commission merchant under the Commodity Exchange Act and that is not an affiliated person of the Fund or an affiliated person of such person.

Futures Commission Merchant means any futures commission merchant, including the Clearing FCM, that solicits or accepts orders for CERFs on the CME for, and accepts payment from or on behalf of, the Investing Pool.

Futures Commission Merchant means any person registered or required to be registered as a futures commission merchant with the Commission under the Commodity Exchange Act (7 U.S.C.1 et seq.), except persons who register pursuant to Section 4f(a)(2) of the Com- modity Exchange Act (7 U.S.C. 6f(a)(2)).

Examples of Futures Commission Merchant in a sentence

• GAIN Capital Group, LLC is a registered Futures Commission Merchant and Retail Foreign Exchange Dealer (FCM/RFED) and a member of the National Futures Association (NFA ID # 0339826).

• FOREX.com is a registered Futures Commission Merchant and Retail Foreign Exchange Dealer (FCM/RFED) (NFA ID# 0339826), a member of the National Futures Association (NFA) and is regulated by the Commodity Futures Trading Commission (CFTC).

• Westpac is also registered with the US Commodity Futures Trading Commission (“CFTC”) as a Swap Dealer, but is neither registered as, or affiliated with, a Futures Commission Merchant registered with the US CFTC.

• GAIN Capital Group, LLC is a registered Futures Commission Merchant and Retail Foreign Exchange Dealer (FCM/RFED) with the U.S. Commodity Futures Trading Commission (“CFTC”) and a member of the National Futures Association (NFA ID# 0339826) in the United States.

• The member shall also review an applicant’s employment experience to determine if the applicant has been recently employed by a Futures Commission Merchant or an Introducing Broker that is notice-registered with the SEC pursuant to section 15(b)(11) of the Exchange Act.

More Definitions of Futures Commission Merchant

Futures Commission Merchant means any person registered or required to be registered as a futures commission merchant with the Commodity Futures Trading Commission (‘‘CFTC’’) under the Commodity Exchange Act (7 U.S.C.

Futures Commission Merchant means a person or company that is registered under the Act as a dealer in the futures commission merchant registration category;

Futures Commission Merchant has the meaning ascribed to such term in Section 1a(20) of the Commodity Exchange Act.

Futures Commission Merchant shall refer to a futures commission merchant, as defined under Section 1a(28) of the CEA, that is registered with the CFTC pursuant to Section 4d of the CEA.

Futures Commission Merchant means a company registered with the Exchange under the category of “FuturesCommission Merchant” pursuant to these Rules;

Futures Commission Merchant or “FCM” shall have the same meaning as defined in the Commodity Exchange Act.

Futures Commission Merchant has the meaning specified in Section 1a(20) of the CEA, as amended from time to time.