former sponsoring firm definition

former sponsoring firm means the registered firm for which an individual most recently acted as a registered individual or permitted individual;
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former sponsoring firm means the registered firm where you most recently carried out duties as a registered or permitted individual.
Sample 1Sample 2Sample 3
former sponsoring firm means th e registered firm where you most recently carried out dut ies as a registered or permitted individual.
Sample 1

Related to former sponsoring firm

  • sponsoring firm means the firm registered in a jurisdiction of Canada on whose behalf an individual acts as a dealer, an underwriter, an adviser, a chief compliance officer or an ultimate designated person;

  • Appeal Committee means the appeal committee established by the Council in terms of section 12(3)(a);

  • Independent Accounting Firm means such nationally recognized, independent accounting firm as is mutually appointed by Seller and Purchaser for purposes of this Agreement.

  • Lobbying firm means any business entity, including an individual contract lobbyist, which meets either of the following criteria: