Form ADV-W definition

Form ADV-W means the notice of withdrawal from registration as investment adviser.
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Form ADV-W means the current Notice of Withdrawal from Registration as issued by the SEC.
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Form ADV-W means Notice of Withdrawal from Reg- istration as Investment Adviser.
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Examples of Form ADV-W in a sentence

  • Seller shall, and the Class A Owners shall cause Seller to, file a Form ADV-W withdrawing Seller as a registration adviser as promptly as practical after Closing and in no event later than ninety (90) days after the Closing Date.

  • As soon as practicable, Assignor will file a Form ADVW with the SEC to terminate its registration as an investment adviser.


More Definitions of Form ADV-W

Form ADV-W means the filing on Form ADV-W required to be made under the Investment Advisers Act with the SEC in connection with the withdrawal from registration as an investment adviser under the Investment Advisers Act.
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Related to Form ADV-W

  • Rating Agency Guidelines means the guidelines of any Rating Agency, as they may be amended or modified from time to time, compliance with which is required to cause such Rating Agency to continue to issue a rating with respect to a Series of VMTP Shares for so long as such Series is Outstanding.

  • Other Rating Agency Guidelines mean the guidelines provided by each Other Rating Agency, as may be amended from time to time, in connection with the Other Rating Agency’s rating of Senior Securities.

  • Investment Guidelines means the investment guidelines approved by the Board, a copy of which is attached hereto as Exhibit A, as the same may be amended, restated, modified, supplemented or waived pursuant to the approval of a majority of the entire Board (which must include a majority of the Independent Directors).

  • Trading Compliance Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.

  • Treasury guidelines means any guidelines on supply chain management issued by the Minister in terms of section 168 of the Act;