Fleet Securities definition

Fleet Securities has the meaning set forth in the preamble.
Fleet Securities means Fleet Securities, Inc.
Fleet Securities has the meaning set forth in the preliminary statements to the Agreement.

Examples of Fleet Securities in a sentence

  • From 1993 through 2000, I served14 as Manager of New England Investment Banking at Fleet Securities, Inc.

  • Prior to joining First Southwest in 2001, I worked in public finance for Fleet13 Bank and/or Fleet Securities for sixteen years.

  • For example, The New York Times published an article on April 26, 1993, reporting that the City’s former Comptroller had recommended Fleet Securities as a co-manager on a bond issue seven months after the Comptroller’s United States Senate campaign had obtained a $450,000 loan from Fleet’s affiliate, Fleet Bank.

  • Dresdner Kleinwort Xxxxxxxxxxx Securities LLC Fortis Investment Services LLC Fleet Securities, Inc.

  • Dresdner Kleinwort Nasserstein Securities LLC Fleet Securities, Inc.

  • Issuer: Cinemark USA Date of Purchase: 02/06/2003 Underwriter from whom Purchased: Lehman Brothers Affiliated Underwriters: Fleet Securities, Inc.

  • Issuer: Starwood Corporation (144A) Date of Purchase: 4/11/2002 Underwriter from whom Purchased: Lehman Brothers Affiliated Underwriters: Fleet Securities, Inc.

  • Date of Purchase: 11/26/2002 Underwriter from whom Purchased: Salomon Smith Barney Affiliated Underwriters: Fleet Securities, Inc.

  • PaineWebber Incorporated Salomon Smith Barney Fleet Securities State Street Capital Markets, LLC Advest, Inc.

  • Brown Inc., Fleet Securities, Inc., Goldman, Sachs & Co. and Lehman Brothers Inc.

Related to Fleet Securities

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.

  • relevant securities means Ordinary Shares and securities carrying conversion or subscription rights into Ordinary Shares;

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • Contract Securities means the Offered Securities to be purchased pursuant to the delayed delivery contracts substantially in the form of Schedule I hereto, with such changes therein as the Company may approve (the "Delayed Delivery Contracts"). The term "Underwriters' Securities" means the Offered Securities other than Contract Securities.

  • Deposit Securities means, as of any date, any United States dollar-denominated security or other investment of a type described below that either (i) is a demand obligation payable to the holder thereof on any Business Day or (ii) has a maturity date, mandatory redemption date or mandatory payment date, on its face or at the option of the holder, preceding the relevant Redemption Date, Dividend Payment Date or other payment date in respect of which such security or other investment has been deposited or set aside as a Deposit Security:

  • Parent Securities has the meaning set forth in Section 4.02(b)(ii).

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Investment Securities means any of the following:

  • Lock-Up Securities has the meaning assigned to such term in Section 3.5.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • BofA Securities means BofA Securities, Inc.

  • Excess Securities means the Corporation Securities which are the subject of the Prohibited Transfer.

  • Series B Securities means the Company's Series B 9.25% Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Series A Securities means the Company's 9.25% Series A Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • Subject Securities means: (i) all securities of the Company (including all Shares and all options, Company Time-based Awards, Company Performance Awards, warrants and other rights to acquire Shares) Owned by Stockholder as of the date of this Agreement; and (ii) all additional securities of the Company (including all additional Shares and all additional options, Company Time-based Awards, Company Performance Awards,, warrants and other rights to acquire Shares) of which Stockholder acquires Ownership during the Voting Period.

  • Liquid Securities means securities that are publicly traded on the New York Stock Exchange, NYSE MKT, the Nasdaq Stock Market or any other regulated stock exchange in the United States, Canada, Europe or Australia (or any of their successors) and as to which the Company is not subject to any restrictions on sale or transfer (including any volume restrictions under Rule 144 under the Securities Act or any other restrictions imposed by the Securities Act) or as to which a registration statement under the Securities Act covering the resale thereof is in effect for as long as the securities are held; provided that securities meeting such requirements shall be treated as Liquid Securities from the date of receipt thereof until and only until the earlier of (a) the date on which such securities are sold or exchanged for cash or Cash Equivalents and (b) 180 days following the date of receipt of such securities. If such securities are not sold or exchanged for cash or Cash Equivalents within 180 days of receipt thereof, for purposes of determining whether the transaction pursuant to which the Company or a Restricted Subsidiary received the securities was in compliance with Section 4.12, such securities shall be deemed not to have been Liquid Securities at any time.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Compliant Securities means securities issued by UBS Group AG or any of its subsidiaries that have economic terms not materially less favourable to a Holder than these Terms and Conditions (as reasonably determined by the Issuer), provided that

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Escrowed Securities means the direct, noncallable obligations of the United States of America, as described in the Escrow Agreement.